0001209191-22-041467.txt : 20220707 0001209191-22-041467.hdr.sgml : 20220707 20220707165457 ACCESSION NUMBER: 0001209191-22-041467 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220608 FILED AS OF DATE: 20220707 DATE AS OF CHANGE: 20220707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VELLI JOSEPH M CENTRAL INDEX KEY: 0001209494 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38980 FILM NUMBER: 221072162 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AssetMark Financial Holdings, Inc. CENTRAL INDEX KEY: 0001591587 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 300774039 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 BUSINESS PHONE: 800-664-5345 MAIL ADDRESS: STREET 1: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 FORMER COMPANY: FORMER CONFORMED NAME: AqGen Liberty Management II, Inc. DATE OF NAME CHANGE: 20131108 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2022-06-08 2022-06-10 0 0001591587 AssetMark Financial Holdings, Inc. AMK 0001209494 VELLI JOSEPH M C/O ASSETMARK FINANCIAL HOLDINGS, INC. 10TH FLOOR CONCORD CA 94520 1 0 0 0 Common Stock 2022-06-08 4 A 0 6215 0.00 A 16138 D The amount of restricted stock units that were granted was incorrectly disclosed. This amendment corrects the number of restricted stock units that were granted from 6,214 to 6,215. This Form 4/A is being amended to correct the restricted stock unit grants previously reported on the reporting person's Form 4 filed with the Securities and Exchange Commission on June 10, 2022, which differs by 1 share, due to a rounding error. /s/ Ted F. Angus, as Attorney-in-Fact, for Joseph Velli 2022-07-07