0001209191-22-036161.txt : 20220610 0001209191-22-036161.hdr.sgml : 20220610 20220610202743 ACCESSION NUMBER: 0001209191-22-036161 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220608 FILED AS OF DATE: 20220610 DATE AS OF CHANGE: 20220610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VELLI JOSEPH M CENTRAL INDEX KEY: 0001209494 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38980 FILM NUMBER: 221010478 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AssetMark Financial Holdings, Inc. CENTRAL INDEX KEY: 0001591587 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 300774039 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 BUSINESS PHONE: 800-664-5345 MAIL ADDRESS: STREET 1: 1655 GRANT STREET, 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 FORMER COMPANY: FORMER CONFORMED NAME: AqGen Liberty Management II, Inc. DATE OF NAME CHANGE: 20131108 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-06-08 0 0001591587 AssetMark Financial Holdings, Inc. AMK 0001209494 VELLI JOSEPH M C/O ASSETMARK FINANCIAL HOLDINGS, INC. 10TH FLOOR CONCORD CA 94520 1 0 0 0 Common Stock 2022-06-08 4 A 0 6214 0.00 A 16137 D Consists of restricted stock units that vest in full on the first anniversary of the date of grant and settle in shares of common stock of the issuer. All transactions were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person. /s/ Ted F. Angus, as Attorney-in-Fact, for Joseph Velli 2022-06-10