X0306 4 2020-11-05 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001209487 PERNA THOMAS J 5 DAKOTA DRIVE LAKE SUCCESS NY 11042 1 Common Stock 2020-11-05 4 M 0 12074.0000 22.6700 A 40820.0000 D Common Stock 2020-11-05 4 M 0 10841.0000 36.3500 A 51661.0000 D Common Stock 2020-11-05 4 M 0 9982.0000 21.2900 A 61643.0000 D Common Stock 2020-11-05 4 M 0 7869.0000 22.9000 A 69512.0000 D Common Stock 2020-11-05 4 S 0 3896.0000 145.6347 D 65616.0000 D Common Stock 2020-11-05 4 S 0 4875.0000 145.6347 D 60741.0000 D Common Stock 2020-11-05 4 S 0 5965.0000 145.6347 D 54776.0000 D Common Stock 2020-11-05 4 S 0 5970.0000 145.6347 D 48806.0000 D Stock Option (Right to Buy) 21.2900 2020-11-05 4 M 0 9982.0000 0.0000 D 2012-05-10 2022-05-10 Common Stock 9982.0000 0.0000 D Stock Option (Right to Buy) 22.9000 2020-11-05 4 M 0 7869.0000 0.0000 D 2011-05-12 2021-05-12 Common Stock 7869.0000 0.0000 D Stock Option (Right to Buy) 36.3500 2020-11-05 4 M 0 10841.0000 0.0000 D 2013-11-14 2023-11-14 Common Stock 10841.0000 0.0000 D Stock Option (Right to Buy) 22.6700 2020-11-05 4 M 0 12074.0000 0.0000 D 2012-11-15 2022-11-15 Common Stock 12074.0000 0.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $144.98 - $146.04, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Adam D. Amsterdam, Power of Attorney 2020-11-06