0001209191-17-048428.txt : 20170810 0001209191-17-048428.hdr.sgml : 20170810 20170810163643 ACCESSION NUMBER: 0001209191-17-048428 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170808 FILED AS OF DATE: 20170810 DATE AS OF CHANGE: 20170810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GIBBONS THOMAS P CENTRAL INDEX KEY: 0001209479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35651 FILM NUMBER: 171021905 MAIL ADDRESS: STREET 1: THE BANK OF NEW YORK MELLON CORPORATION STREET 2: 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10286 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon Corp CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 132614959 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10286 FORMER COMPANY: FORMER CONFORMED NAME: Bank of New York Mellon CORP DATE OF NAME CHANGE: 20070221 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-08-08 0 0001390777 Bank of New York Mellon Corp BK 0001209479 GIBBONS THOMAS P THE BANK OF NEW YORK MELLON CORPORATION 225 LIBERTY STREET NEW YORK NY 10286 0 1 0 0 Vice Chairman & CFO Common Stock 2017-08-08 4 M 0 184380 42.31 A 455927.3244 D Common Stock 2017-08-08 4 S 0 184380 53.9475 D 271547.3244 D Common Stock 9739 I By Child #2 Common Stock 9739 I By Child #3 Common Stock 9739 I By Child #4 3/10/2008 Stock Options 42.31 2016-12-09 4 M 0 184380 D 2009-03-10 2018-03-10 Common Stock 184380 0 D Represents the weighted average price of shares sold with actual prices ranging from $53.651 to $54.055. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's employee compensation program in 2008, which if not exercised were scheduled to expire on the 10 year anniversary of the grant in 2018. Not Applicable /s/Craig T. Beazer, Attorney-in-Fact 2017-08-10