0001209191-23-048949.txt : 20230911 0001209191-23-048949.hdr.sgml : 20230911 20230911170012 ACCESSION NUMBER: 0001209191-23-048949 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230822 FILED AS OF DATE: 20230911 DATE AS OF CHANGE: 20230911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TONKEL J ROCK JR CENTRAL INDEX KEY: 0001229249 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34374 FILM NUMBER: 231248356 MAIL ADDRESS: STREET 1: 6862 ELM STREET STREET 2: SUITE 320 CITY: MCLEAN STATE: VA ZIP: 22101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Arlington Asset Investment Corp. CENTRAL INDEX KEY: 0001209028 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 541873198 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6862 ELM STREET STREET 2: SUITE 320 CITY: MCLEAN STATE: VA ZIP: 22101 BUSINESS PHONE: 7033730200 MAIL ADDRESS: STREET 1: 6862 ELM STREET STREET 2: SUITE 320 CITY: MCLEAN STATE: VA ZIP: 22101 FORMER COMPANY: FORMER CONFORMED NAME: FRIEDMAN BILLINGS RAMSEY GROUP INC DATE OF NAME CHANGE: 20030331 FORMER COMPANY: FORMER CONFORMED NAME: FOREST MERGER CORP DATE OF NAME CHANGE: 20021205 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0508 4/A 2023-08-22 2023-08-23 0 0001209028 Arlington Asset Investment Corp. AAIC 0001229249 TONKEL J ROCK JR C/O ARLINGTON ASSET INVESTMENT CORP. 6862 ELM STREET, SUITE 320 MCLEAN VA 22101 1 1 0 0 President and CEO 0 Class A Common Stock 848582 D Restricted Stock Units 2023-08-22 4 A 0 196078 0.00 A Class A Common Stock 784314 D Represents the current Class A common stock owned by the reporting person. No transaction occurred and is for informational purposes only. Represents Performance Restricted Stock Units ("Performance RSUs") originally granted on May 9, 2022 to the reporting person pursuant to the Arlington Asset Investment Corp. 2021 Long-Term Incentive Plan that were earned upon the achievement of certain performance goals. Each Performance RSU represents the right to receive one share of the Issuer's Class A common stock. The Performance RSUs vest ratably beginning on May 9, 2025, May 9, 2026 and May 9, 2027, or earlier upon a change in control of the Issuer. This Form 4 is being amended to correct the description of the award granted to the reporting person. D. Scott Parish, Attorney-in-Fact 2023-09-11