0001209191-23-048928.txt : 20230911
0001209191-23-048928.hdr.sgml : 20230911
20230911163017
ACCESSION NUMBER: 0001209191-23-048928
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230802
FILED AS OF DATE: 20230911
DATE AS OF CHANGE: 20230911
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Konzmann Richard Ernst
CENTRAL INDEX KEY: 0001636595
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34374
FILM NUMBER: 231248114
MAIL ADDRESS:
STREET 1: 6862 ELM STREET
STREET 2: SUITE 320
CITY: MCLEAN
STATE: VA
ZIP: 22101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Arlington Asset Investment Corp.
CENTRAL INDEX KEY: 0001209028
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 541873198
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6862 ELM STREET
STREET 2: SUITE 320
CITY: MCLEAN
STATE: VA
ZIP: 22101
BUSINESS PHONE: 7033730200
MAIL ADDRESS:
STREET 1: 6862 ELM STREET
STREET 2: SUITE 320
CITY: MCLEAN
STATE: VA
ZIP: 22101
FORMER COMPANY:
FORMER CONFORMED NAME: FRIEDMAN BILLINGS RAMSEY GROUP INC
DATE OF NAME CHANGE: 20030331
FORMER COMPANY:
FORMER CONFORMED NAME: FOREST MERGER CORP
DATE OF NAME CHANGE: 20021205
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0508
4/A
2023-08-02
2023-08-04
0
0001209028
Arlington Asset Investment Corp.
AAIC
0001636595
Konzmann Richard Ernst
C/O ARLINGTON ASSET INVESTMENT CORP.
6862 ELM STREET, SUITE 320
MCLEAN
VA
22101
0
1
0
0
EVP, CFO and Treasurer
0
Class A Common Stock
205660
D
Restricted Stock Units
2023-08-02
4
A
0
330882
0.00
A
Clas A Common Stock
330882
D
Represents the current Class A common stock owned by the reporting person. No transaction occurred and is for informational purposes only.
Represents Performance Restricted Stock Units ("Performance RSUs") originally granted on May 9, 2022 to the reporting person pursuant to the Arlington Asset Investment Corp. 2021 Long-Term Incentive Plan that were earned upon the achievement of certain performance goals. Each Performance RSU represents the right to receive one share of the Issuer's Class A common stock. The Performance RSUs vest ratably beginning on May 9, 2025, May 9, 2026 and May 9, 2027, or earlier upon a change in control of the Issuer. This Form 4 is being amended to correct the description of the award granted to the reporting person.
D. Scott Parish, Attorney-in-Fact
2023-09-11