0001209191-23-044687.txt : 20230804 0001209191-23-044687.hdr.sgml : 20230804 20230804193110 ACCESSION NUMBER: 0001209191-23-044687 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230802 FILED AS OF DATE: 20230804 DATE AS OF CHANGE: 20230804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TONKEL J ROCK JR CENTRAL INDEX KEY: 0001229249 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34374 FILM NUMBER: 231145339 MAIL ADDRESS: STREET 1: 6862 ELM STREET STREET 2: SUITE 320 CITY: MCLEAN STATE: VA ZIP: 22101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Arlington Asset Investment Corp. CENTRAL INDEX KEY: 0001209028 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 541873198 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6862 ELM STREET STREET 2: SUITE 320 CITY: MCLEAN STATE: VA ZIP: 22101 BUSINESS PHONE: 7033730200 MAIL ADDRESS: STREET 1: 6862 ELM STREET STREET 2: SUITE 320 CITY: MCLEAN STATE: VA ZIP: 22101 FORMER COMPANY: FORMER CONFORMED NAME: FRIEDMAN BILLINGS RAMSEY GROUP INC DATE OF NAME CHANGE: 20030331 FORMER COMPANY: FORMER CONFORMED NAME: FOREST MERGER CORP DATE OF NAME CHANGE: 20021205 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-08-02 0 0001209028 Arlington Asset Investment Corp. AAIC 0001229249 TONKEL J ROCK JR C/O ARLINGTON ASSET INVESTMENT CORP. 6862 ELM STREET, SUITE 320 MCLEAN VA 22101 1 1 0 0 President and CEO 0 Class A Common Stock 2023-08-02 4 A 0 588236 0.00 A 1436818 D Represents restricted shares of the Issuer's Class A common stock granted to the reporting person upon earning a portion of Performance Restricted Stock Units ("Performance RSUs") originally granted on May 9, 2022 pursuant to the Arlington Asset Investment Corp. 2021 Long-Term Incentive Plan. Performance RSUs represent the right to receive shares of the Issuer's Class A common stock subject to the achievement of certain performance goals during the applicable performance period. These restricted shares of the Issuer's Class A common stock will vest ratably beginning on May 9, 2025, May 9, 2026 and May 9, 2027. D. Scott Parish, Attorney-in-Fact 2023-08-04