0001209191-22-002193.txt : 20220106 0001209191-22-002193.hdr.sgml : 20220106 20220106163012 ACCESSION NUMBER: 0001209191-22-002193 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220104 FILED AS OF DATE: 20220106 DATE AS OF CHANGE: 20220106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TONKEL J ROCK JR CENTRAL INDEX KEY: 0001229249 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34374 FILM NUMBER: 22515143 MAIL ADDRESS: STREET 1: 6862 ELM STREET STREET 2: SUITE 320 CITY: MCLEAN STATE: VA ZIP: 22101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Arlington Asset Investment Corp. CENTRAL INDEX KEY: 0001209028 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 541873198 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6862 ELM STREET STREET 2: SUITE 320 CITY: MCLEAN STATE: VA ZIP: 22101 BUSINESS PHONE: 7033730200 MAIL ADDRESS: STREET 1: 6862 ELM STREET STREET 2: SUITE 320 CITY: MCLEAN STATE: VA ZIP: 22101 FORMER COMPANY: FORMER CONFORMED NAME: FRIEDMAN BILLINGS RAMSEY GROUP INC DATE OF NAME CHANGE: 20030331 FORMER COMPANY: FORMER CONFORMED NAME: FOREST MERGER CORP DATE OF NAME CHANGE: 20021205 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-01-04 0 0001209028 Arlington Asset Investment Corp. AAIC 0001229249 TONKEL J ROCK JR C/O ARLINGTON ASSET INVESTMENT CORP. 6862 ELM STREET, SUITE 320 MCLEAN VA 22101 1 1 0 0 President and CEO Class A Common Stock 2022-01-04 4 A 0 55866 0.00 A 764848 D Class A Common Stock 2022-01-06 4 P 0 10000 3.607 A 774848 D Represents restricted shares of Class A common stock granted on January 4, 2022 (the "Date of Grant") pursuant to the Arlington Asset Investment Corp. (the "Company") 2021 Long-Term Incentive Plan which are scheduled to vest on the third anniversary of the Date of Grant. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.590 to $3.610. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. D. Scott Parish, Attorney-in-Fact 2022-01-06