0001209191-21-041503.txt : 20210617 0001209191-21-041503.hdr.sgml : 20210617 20210617170144 ACCESSION NUMBER: 0001209191-21-041503 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210615 FILED AS OF DATE: 20210617 DATE AS OF CHANGE: 20210617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCLURE MELINDA H CENTRAL INDEX KEY: 0001706917 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34374 FILM NUMBER: 211025559 MAIL ADDRESS: STREET 1: C/O INDEPENDENCE REALTY TRUST STREET 2: 1835 MARKET STREET, SUITE 2601 CITY: PHILADELPHIA STATE: PA ZIP: 19103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Arlington Asset Investment Corp. CENTRAL INDEX KEY: 0001209028 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 541873198 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6862 ELM STREET STREET 2: SUITE 320 CITY: MCLEAN STATE: VA ZIP: 22101 BUSINESS PHONE: 7033730200 MAIL ADDRESS: STREET 1: 6862 ELM STREET STREET 2: SUITE 320 CITY: MCLEAN STATE: VA ZIP: 22101 FORMER COMPANY: FORMER CONFORMED NAME: FRIEDMAN BILLINGS RAMSEY GROUP INC DATE OF NAME CHANGE: 20030331 FORMER COMPANY: FORMER CONFORMED NAME: FOREST MERGER CORP DATE OF NAME CHANGE: 20021205 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-15 0 0001209028 Arlington Asset Investment Corp. AAIC 0001706917 MCCLURE MELINDA H C/O ARLINGTON ASSET INVESTMENT CORP. 6862 ELM STREET, SUITE 320 MCLEAN VA 22101 1 0 0 0 Deferred Stock Units 2021-06-15 4 A 0 19607 0.00 A Class A Common Stock 19607 19607 D Restricted Stock Units Class A Common Stock 37707 D Each deferred stock unit ("DSU") represents a contingent right to receive one share of Class A common stock. Represents annual grant of DSUs pursuant to the Company's 2021 Long-Term Incentive Plan in connection with the reporting person's service as a non-employee director of the Company. DSUs vest immediately on the award grant date. Vested DSUs are converted into shares of Class A common stock on a one-for-one basis upon the later of the reporting person's separation from service on the board or the first anniversary of the grant date (the "Settlement Date"). If a change in control occurs before the Settlement Date, the settlement will occur on the control change date. The reporting person does not have voting rights with respect to, but receives dividend equivalent payments on outstanding DSUs. Represents restricted stock units ("RSUs") previously granted pursuant the Company's prior long-term incentive plan. RSUs have the same material terms as DSUs. No transaction occurred and is for informational purposes only. D. Scott Parish, Attorney-in-Fact 2021-06-17