0001144204-14-074038.txt : 20141215 0001144204-14-074038.hdr.sgml : 20141215 20141215175058 ACCESSION NUMBER: 0001144204-14-074038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141211 FILED AS OF DATE: 20141215 DATE AS OF CHANGE: 20141215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Arlington Asset Investment Corp. CENTRAL INDEX KEY: 0001209028 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] IRS NUMBER: 541873198 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 19TH STREET NORTH STREET 2: SUITE 1900 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 7033730200 MAIL ADDRESS: STREET 1: 1001 19TH STREET NORTH STREET 2: SUITE 1900 CITY: ARLINGTON STATE: VA ZIP: 22209 FORMER COMPANY: FORMER CONFORMED NAME: FRIEDMAN BILLINGS RAMSEY GROUP INC DATE OF NAME CHANGE: 20030331 FORMER COMPANY: FORMER CONFORMED NAME: FOREST MERGER CORP DATE OF NAME CHANGE: 20021205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BILLINGS ERIC F CENTRAL INDEX KEY: 0001218301 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34374 FILM NUMBER: 141287790 MAIL ADDRESS: STREET 1: 1001 19TH STREET NORTH CITY: ARLINGTON STATE: VA ZIP: 22209 4 1 v396667_form4.xml FORM 4 X0306 4 2014-12-11 0 0001209028 Arlington Asset Investment Corp. AI 0001218301 BILLINGS ERIC F C/O ARLINGTON ASSET INVESTMENT CORP. 1001 NINETEENTH STREET NORTH, SUITE 1900 ARLINGTON VA 22209 1 1 0 0 Executive Chairman Class A Common Stock 2014-12-11 4 C 0 194743 A 308895 D Class A Common Stock 2014-12-11 4 S 0 75000 27.578 D 233895 D Class A Common Stock 2014-12-12 4 S 0 67443 27.097 D 166452 D Class A Common Stock 2014-12-15 4 S 0 52300 26.965 D 114152 D Class B Common Stock 2014-12-11 4 C 0 194743 D Class A Common Stock 194743 203914 D The reporting person converted 194,743 shares of Class B Common Stock on December 11, 2014. Each share of Class B Common Stock was convertible into one share of Class A Common Stock on a one-for-one basis without the payment of any consideration. As a result, Mr. Billings acquired 194,743 shares of Class A Common Stock. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.45 to $27.69, inclusive. The reporting person undertakes to provide to Arlington Asset Investment Corp., any security holder of Arlington Asset Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.35, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.85 to $27.20, inclusive. Mr. Billings could convert the Class B Common Stock at any time into shares of Class A Common Stock, subject to the approval of Arlington Asset Investment Corp. The Class B Common Stock had no expiration date. /s/ Eric F. Billings 2014-12-15