0001144204-14-074038.txt : 20141215
0001144204-14-074038.hdr.sgml : 20141215
20141215175058
ACCESSION NUMBER: 0001144204-14-074038
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141211
FILED AS OF DATE: 20141215
DATE AS OF CHANGE: 20141215
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Arlington Asset Investment Corp.
CENTRAL INDEX KEY: 0001209028
STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799]
IRS NUMBER: 541873198
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1001 19TH STREET NORTH
STREET 2: SUITE 1900
CITY: ARLINGTON
STATE: VA
ZIP: 22209
BUSINESS PHONE: 7033730200
MAIL ADDRESS:
STREET 1: 1001 19TH STREET NORTH
STREET 2: SUITE 1900
CITY: ARLINGTON
STATE: VA
ZIP: 22209
FORMER COMPANY:
FORMER CONFORMED NAME: FRIEDMAN BILLINGS RAMSEY GROUP INC
DATE OF NAME CHANGE: 20030331
FORMER COMPANY:
FORMER CONFORMED NAME: FOREST MERGER CORP
DATE OF NAME CHANGE: 20021205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BILLINGS ERIC F
CENTRAL INDEX KEY: 0001218301
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34374
FILM NUMBER: 141287790
MAIL ADDRESS:
STREET 1: 1001 19TH STREET NORTH
CITY: ARLINGTON
STATE: VA
ZIP: 22209
4
1
v396667_form4.xml
FORM 4
X0306
4
2014-12-11
0
0001209028
Arlington Asset Investment Corp.
AI
0001218301
BILLINGS ERIC F
C/O ARLINGTON ASSET INVESTMENT CORP.
1001 NINETEENTH STREET NORTH, SUITE 1900
ARLINGTON
VA
22209
1
1
0
0
Executive Chairman
Class A Common Stock
2014-12-11
4
C
0
194743
A
308895
D
Class A Common Stock
2014-12-11
4
S
0
75000
27.578
D
233895
D
Class A Common Stock
2014-12-12
4
S
0
67443
27.097
D
166452
D
Class A Common Stock
2014-12-15
4
S
0
52300
26.965
D
114152
D
Class B Common Stock
2014-12-11
4
C
0
194743
D
Class A Common Stock
194743
203914
D
The reporting person converted 194,743 shares of Class B Common Stock on December 11, 2014. Each share of Class B Common Stock was convertible into one share of Class A Common Stock on a one-for-one basis without the payment of any consideration. As a result, Mr. Billings acquired 194,743 shares of Class A Common Stock.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.45 to $27.69, inclusive. The reporting person undertakes to provide to Arlington Asset Investment Corp., any security holder of Arlington Asset Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.35, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.85 to $27.20, inclusive.
Mr. Billings could convert the Class B Common Stock at any time into shares of Class A Common Stock, subject to the approval of Arlington Asset Investment Corp. The Class B Common Stock had no expiration date.
/s/ Eric F. Billings
2014-12-15