0000899243-20-032173.txt : 20201125 0000899243-20-032173.hdr.sgml : 20201125 20201125170010 ACCESSION NUMBER: 0000899243-20-032173 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201123 FILED AS OF DATE: 20201125 DATE AS OF CHANGE: 20201125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TONKEL J ROCK JR CENTRAL INDEX KEY: 0001229249 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34374 FILM NUMBER: 201351527 MAIL ADDRESS: STREET 1: 6862 ELM STREET STREET 2: SUITE 320 CITY: MCLEAN STATE: VA ZIP: 22101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Arlington Asset Investment Corp. CENTRAL INDEX KEY: 0001209028 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 541873198 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6862 ELM STREET STREET 2: SUITE 320 CITY: MCLEAN STATE: VA ZIP: 22101 BUSINESS PHONE: 7033730200 MAIL ADDRESS: STREET 1: 6862 ELM STREET STREET 2: SUITE 320 CITY: MCLEAN STATE: VA ZIP: 22101 FORMER COMPANY: FORMER CONFORMED NAME: FRIEDMAN BILLINGS RAMSEY GROUP INC DATE OF NAME CHANGE: 20030331 FORMER COMPANY: FORMER CONFORMED NAME: FOREST MERGER CORP DATE OF NAME CHANGE: 20021205 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-11-23 0 0001209028 Arlington Asset Investment Corp. AAIC 0001229249 TONKEL J ROCK JR C/O ARLINGTON ASSET INVESTMENT CORP. 6862 ELM STREET, SUITE 320 MCLEAN VA 22101 1 1 0 0 President and CEO Class A Common Stock 2020-11-23 4 S 0 20000 3.143 D 548326 D Represents shares of common stock ("Stock") of Arlington Asset Investment Corp. (the "Company") sold by the reporting person in open market transactions. The reporting person has effected such sales in connection with financial planning. The reporting person has remitted to the Company profits in the amount of $12,529.43, reflecting the spread between the sales of Stock reported on this Form 4 and such person's acquisitions of Stock on September 24, 2020 (applying the "lowest in highest out" methodology). The price reported in Column 4 is a weighted average price of the Stock. These shares were sold in multiple transactions at prices ranging from $3.13 to $3.17. The reporting person undertakes to provide to the Company, any security holder of Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. /s/ D. Scott Parish, Attorney-in-Fact 2020-11-25