0001140361-21-011678.txt : 20210405
0001140361-21-011678.hdr.sgml : 20210405
20210405180113
ACCESSION NUMBER: 0001140361-21-011678
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210401
FILED AS OF DATE: 20210405
DATE AS OF CHANGE: 20210405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAE JOSEPH Y
CENTRAL INDEX KEY: 0001208917
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34820
FILM NUMBER: 21807086
MAIL ADDRESS:
STREET 1: C/O KKR & CO. INC.
STREET 2: 30 HUDSON YARDS
CITY: NEW YORK
STATE: NY
ZIP: 10001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KKR & Co. Inc.
CENTRAL INDEX KEY: 0001404912
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 260426107
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 HUDSON YARDS
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 212-750-8300
MAIL ADDRESS:
STREET 1: 30 HUDSON YARDS
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: KKR & Co. L.P.
DATE OF NAME CHANGE: 20070627
4
1
form4.xml
FORM 4
X0306
4
2021-04-01
0001404912
KKR & Co. Inc.
KKR
0001208917
BAE JOSEPH Y
C/O KKR & CO. INC.
30 HUDSON YARDS
NEW YORK
NY
10001
true
true
Co-President & Co-COO
Common Stock
2021-04-01
4
M
0
95348
A
3395676
D
Common Stock
2021-04-01
4
F
0
50744
48.85
D
3344932
D
Common Stock
500000
I
See Footnote
Common Stock
1482
I
By Trust
Common Stock
7166
I
By Limited Liability Company
Restricted Stock Units
2021-04-01
4
M
0
95348
0
D
Common Stock
95348
825000
D
95,348 restricted stock units of KKR & Co. Inc. vested on April 1, 2021 and were settled for shares of common stock of KKR & Co. Inc. on a one-for-one basis. The remaining 825,000 restricted stock units will vest in two annual installments on October 1 of each year as follows: 375,000 units in 2021 and 450,000 units in 2022.
These shares of common stock are being held by a limited partnership controlled by the Reporting Person solely for purposes of future charitable donations.
Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirectly owned, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.
/s/ Christopher Lee, Attorney-in-fact
2021-04-05