0001562180-16-002897.txt : 20160803 0001562180-16-002897.hdr.sgml : 20160803 20160803165616 ACCESSION NUMBER: 0001562180-16-002897 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160801 FILED AS OF DATE: 20160803 DATE AS OF CHANGE: 20160803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dermira, Inc. CENTRAL INDEX KEY: 0001557883 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 273267680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 275 MIDDLEFIELD ROAD STREET 2: SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650 421 7200 MAIL ADDRESS: STREET 1: 275 MIDDLEFIELD ROAD STREET 2: SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WIGGANS THOMAS G CENTRAL INDEX KEY: 0001208907 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36668 FILM NUMBER: 161804591 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2016-08-01 false 0001557883 Dermira, Inc. DERM 0001208907 WIGGANS THOMAS G C/O DERMIRA, INC., 275 MIDDLEFIELD ROAD, SUITE 150 MENLO PARK CA 94025 true true false false CEO & Chairman of the Board Common Stock 2016-08-01 4 S false 10700.00 33.21 D 182480.00 I By the Wiggans Living Trust dated 5/14/02 Common Stock 2016-08-01 4 S false 300.00 32.62 D 182180.00 I By the Wiggans Living Trust dated 5/14/02 Common Stock 2016-07-26 5 G false E 2000.00 0.00 D 180180.00 I By the Wiggans Living Trust dated 5/14/02 Common Stock 2016-07-26 5 G false E 2000.00 0.00 D 178180.00 I By the Wiggans Living Trust dated 5/14/02 Common Stock 8620.00 I By the Amanda Wiggans Irrevocable Gifting Trust dated 2/24/11 Common Stock 8620.00 I By the Elizabeth Wiggans Irrevocable Gifting Trust dated 2/24/11 Common Stock 3512.00 D These trades were made pursuant to a Rule 10b5-1 trading plan. This transaction was executed in multiple trades at prices ranging from $32.65 to $33.64. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The Reporting Person is a Co-Trustee. This transaction was executed in multiple trades at prices ranging from $32.61 to $32.63. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Shares were gifted to the KU Endowment Association. Shares were gifted to Schwab Charitable fund. The Reporting Person has no voting or dispositive power over the shares held by the trust. These shares represent prior ESPP purchases. /s/ Andrew L. Guggenhime, by power of attorney 2016-08-02