X0303 4 2009-10-05 0 0001071992 CAPITAL BANK CORP CBKN 0001208819 KELLER OSCAR A III P. O. BOX 130 SANFORD NC 27331 1 0 0 0 Common Stock 241464 D Common Stock 20895 D Common Stock 14098 I By IRA Common Stock 12968 I By Spouse's IRA Common Stock 4640 I As Custodian for Children and Grandchildren Stock Option (Right to Buy) 8 2000-01-03 2010-01-03 Common Stock 5000 5000 D Stock Option (Right to Buy) 10.65 2001-12-28 2011-12-28 Common Stock 9300 9300 D Stock Option (Right to Buy) 18.36 2004-12-31 2014-12-31 Common Stock 3500 3500 D Phantom Stock Units Common Stock 15409 15409 D Phantom Stock Units 2010-01-01 2010-01-01 Common Stock 15801 15801 D Phantom Stock Units 2009-10-05 4 A 0 4522 4.96 A 2011-01-27 2011-01-27 Common Stock 4522 13696 D Owned jointly with spouse. The reporting person disclaims beneficial ownership of securities owned by spouse. "Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated November 20, 2008). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock upon the reporting person's termination of service as a director due to complete retirement, disability, death, or other separation from service, or upon a date certain specified by the participant. Securities held equally for four children and four grandchildren. Between 7/23/09 and the date of this report, the reporting person acquired 98 shares of Capital Bank Corporation common stock under the Capital Bank Corporation dividend reinvestment plan. Between 7/23/09 and the date of this report, the reporting person acquired 254 shares of Capital Bank Corporation common stock under the Capital Bank Corporation dividend reinvestment plan. Between 7/23/09 and the date of this report, the reporting person acquired 56 shares of Capital Bank Corporation common stock under the Capital Bank Corporation dividend reinvestment plan. Nancy A. Snow, by power of attorney 2009-10-07