0000950142-17-001044.txt : 20170515
0000950142-17-001044.hdr.sgml : 20170515
20170515172856
ACCESSION NUMBER: 0000950142-17-001044
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170511
FILED AS OF DATE: 20170515
DATE AS OF CHANGE: 20170515
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLY GEM HOLDINGS INC
CENTRAL INDEX KEY: 0001284807
STANDARD INDUSTRIAL CLASSIFICATION: MILLWOOD, VENEER, PLYWOOD & STRUCTURAL WOOD MEMBERS [2430]
IRS NUMBER: 200645710
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5020 WESTON PARKWAY
STREET 2: SUITE 400
CITY: CARY
STATE: NC
ZIP: 27513
BUSINESS PHONE: 919-677-3900
MAIL ADDRESS:
STREET 1: 5020 WESTON PARKWAY
STREET 2: SUITE 400
CITY: CARY
STATE: NC
ZIP: 27513
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HALEY MICHAEL P
CENTRAL INDEX KEY: 0001208396
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35930
FILM NUMBER: 17846094
BUSINESS ADDRESS:
STREET 1: 628 MAIN STREET
CITY: DANVILLE
STATE: VA
ZIP: 24541
BUSINESS PHONE: 434-773-2220
MAIL ADDRESS:
STREET 1: 628 MAIN STREET
CITY: DANVILLE
STATE: VA
ZIP: 24541
4
1
es1700641_4-haley.xml
OWNERSHIP DOCUMENT
X0306
4
2017-05-11
0
0001284807
PLY GEM HOLDINGS INC
PGEM
0001208396
HALEY MICHAEL P
C/O PLY GEM HOLDINGS, INC.
5020 WESTON PARKWAY, SUITE 400
CARY
NC
27513
1
0
0
0
Common stock
2017-05-11
4
M
0
6476
12.35
A
123711
D
Common stock
2017-05-11
4
S
0
4525
17.77
D
119186
D
Director stock option (right to buy)
12.35
2017-05-11
4
M
0
6476
0
A
2017-05-22
Common stock
6476
0
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.70 to $17.80, inclusive. The reporting person undertakes to provide to Ply Gem Holdings, Inc., any security holder of Ply Gem Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
The option vested in five equal annual installments beginning on May 22, 2008.
/s/ Timothy D. Johnson, attorney-in-fact
2017-05-15