0000899243-22-038935.txt : 20221219 0000899243-22-038935.hdr.sgml : 20221219 20221219095718 ACCESSION NUMBER: 0000899243-22-038935 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221215 FILED AS OF DATE: 20221219 DATE AS OF CHANGE: 20221219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMS JAMES K CENTRAL INDEX KEY: 0001208317 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37851 FILM NUMBER: 221469884 MAIL ADDRESS: STREET 1: 5400 LEGACY DRIVE, H3-3A-05 CITY: PLANO STATE: TX ZIP: 75024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AIRGAIN INC CENTRAL INDEX KEY: 0001272842 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 954523882 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3611 VALLEY CENTRE DRIVE STREET 2: SUITE 150 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: (760) 579-0200 MAIL ADDRESS: STREET 1: 3611 VALLEY CENTRE DRIVE STREET 2: SUITE 150 CITY: SAN DIEGO STATE: CA ZIP: 92130 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-12-15 0 0001272842 AIRGAIN INC AIRG 0001208317 SIMS JAMES K C/O AIRGAIN, INC. 3611 VALLEY CENTRE DRIVE, SUITE 150 SAN DIEGO CA 92130 1 0 0 0 Common Stock 2022-12-15 4 P 0 2000 6.6794 A 321419 D The Reporting Person's purchase of common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 2,000 shares, with the sale by GEN3 Capital I, LP and Gen 3 Partners, Inc. of 2,000 shares of common stock at a weighted average prices of $7.2825 per share on December 8, 2022 [as part of the dissolution of GEN3 Capital I, LP], with such shares indirectly held by the Reporting Person. The Reporting Person paid to the issuer $1,206.12, representing the full amount of the profit realized in connection with the short-swing transaction. Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $6.64 to $6.70. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. Includes restricted stock units. /s/ James K. Sims 2022-12-19