485BXT 1 rydexetftrust485bxt.htm 485BXT SEC Document

As filed with the U.S. Securities and Exchange Commission on May 20, 2016

File Nos. 333-101625 and 811-21261

U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM N-1A
REGISTRATION STATEMENT
UNDER
 
THE SECURITIES ACT OF 1933
x      
 
Pre-Effective Amendment No.
¨      
 
Post-Effective Amendment No. 39
x      
and/or
REGISTRATION STATEMENT
UNDER
 
THE INVESTMENT COMPANY ACT OF 1940
x      
 
Amendment No. 40
x      


RYDEX ETF TRUST
(Exact Name of Registrant as Specified in Charter)

c/o Guggenheim Investments
805 King Farm Boulevard, Suite 600
Rockville, Maryland 20850
(Address of Principal Executive Offices) (Zip Code)

(301) 296-5100
(Registrant’s Telephone Number, including Area Code)


The Corporation Trust Company
1209 Orange Street
Wilmington, Delaware 19801
County of New Castle
(Name and Address of Agent for Service)






Copies to:

W. John McGuire
Morgan, Lewis & Bockius LLP
1111 Pennsylvania Avenue, NW
Washington, DC 20004
Amy J. Lee
Guggenheim Investments
805 King Farm Boulevard, Suite 600
Rockville, Maryland 20850

It is proposed that this filing will become effective (check appropriate box):

¨
Immediately upon filing pursuant to paragraph (b) of Rule 485
x
On June 15, 2016 pursuant to paragraph (b)(iii) of Rule 485
¨
60 days after filing pursuant to paragraph (a)(1) of Rule 485
¨
On (date) pursuant to paragraph (a)(1) of Rule 485
¨
75 days after filing pursuant to paragraph (a)(2) of Rule 485
¨     On (date) pursuant to paragraph (a)(2) of Rule 485



 





EXPLANATORY NOTE
This Post-Effective Amendment No. 39 to the Registration Statement on Form N-1A for Rydex ETF Trust (the “Trust”) is being filed pursuant to paragraph (b)(1)(iii) of Rule 485 under the Securities Act of 1933 (the “1933 Act”) solely for the purpose of delaying, until June 15, 2016, the effectiveness of Post-Effective Amendment No. 37 (“PEA No. 37”), which was filed with the Commission via EDGAR Accession No. 0001628280-16-012361 on March 8, 2016, pursuant to paragraph (a) of Rule 485 under the 1933 Act. Since no other changes are intended to be made to PEA No. 37 by means of this filing, Parts A, B and C of PEA No. 37 are incorporated herein by reference.
PART A – PROSPECTUS
The Prospectus for the Guggenheim S&P 100® Equal Weight ETF is incorporated herein by reference to Part A of PEA No. 37.
PART B – STATEMENT OF ADDITIONAL INFORMATION
The Statement of Additional Information for the Guggenheim S&P 100® Equal Weight ETF is incorporated herein by reference to Part A of PEA No. 37.
PART C – OTHER INFORMATION
The Part C for the Guggenheim S&P 100® Equal Weight ETF is incorporated herein by reference to Part A of PEA No. 37.





SIGNATURES

Pursuant to the requirements of the Securities Act of 1933 (the “Securities Act”) and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this Registration Statement under Rule 485(b) under the Securities Act and has duly caused the Post-Effective Amendment No. 39 to Registration Statement 333-101625 to be signed on its behalf by the undersigned, duly authorized, in the City of Rockville, State of Maryland on this 20th day of May, 2016.

Rydex ETF Trust
 
/s/ Donald C. Cacciapaglia*
Donald C. Cacciapaglia
President
Pursuant to the requirements of the Securities Act, this Post-Effective Amendment No. 39 to the Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.

Signature
 
 
 
Title
 
Date
 
 
 
 
/s/ Donald C. Cacciapaglia*
 
 
 
Member of the Board of Trustees
 
May 20, 2016
Donald C. Cacciapaglia
 
 
 
 
 
 
 
 
 
 
/s/ J. Kenneth Dalton*
 
 
 
Member of the Board of Trustees
 
May 20, 2016
J. Kenneth Dalton
 
 
 
 
 
 
 
 
 
 
/s/ John O. Demaret*
 
 
 
Member of the Board of Trustees
 
May 20, 2016
John O. Demaret
 
 
 
 
 
 
 
 
 
 
/s/ Patrick T. McCarville*
 
 
 
Member of the Board of Trustees
 
May 20, 2016
Patrick T. McCarville
 
 
 
 
 
 
 
 
 
 
/s/ Corey A. Colehour*
 
 
 
Member of the Board of Trustees
 
May 20, 2016
Corey A. Colehour
 
 
 
 
 
 
 
 
 
 
/s/ Werner E. Keller*
 
 
 
Member of the Board of Trustees
 
May 20, 2016
Werner E. Keller
 
 
 
 
 
 
/s/ Thomas F. Lydon*
 
Member of the Board of Trustees
 
May 20, 2016
Thomas F. Lydon
 
 
 
 
 
 
 
/s/ Nikolaos Bonos
 
Vice President and Treasurer
 
May 20, 2016
Nikolaos Bonos

 
 
 
 

/s/ Nikolaos Bonos            
* Nikolaos Bonos, Attorney-in-Fact, pursuant to power of attorney.