0000947871-16-001670.txt : 20161114 0000947871-16-001670.hdr.sgml : 20161111 20161114151543 ACCESSION NUMBER: 0000947871-16-001670 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161109 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Chefs' Warehouse, Inc. CENTRAL INDEX KEY: 0001517175 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 203031526 STATE OF INCORPORATION: DE FISCAL YEAR END: 1215 BUSINESS ADDRESS: STREET 1: 100 EAST RIDGE ROAD CITY: RIDGEFIELD STATE: CT ZIP: 06877 BUSINESS PHONE: (203) 894-1345 MAIL ADDRESS: STREET 1: 100 EAST RIDGE ROAD CITY: RIDGEFIELD STATE: CT ZIP: 06877 FORMER COMPANY: FORMER CONFORMED NAME: Chefs' Warehouse Holdings, LLC DATE OF NAME CHANGE: 20110401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUSTIN JOHN D CENTRAL INDEX KEY: 0001207884 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35249 FILM NUMBER: 161994145 4 1 ss18900_4.xml OWNERSHIP DOCUMENT X0306 4 2016-11-09 0 0001517175 Chefs' Warehouse, Inc. CHEF 0001207884 AUSTIN JOHN D 100 EAST RIDGE ROAD RIDGEFIELD CT 06877 0 1 0 0 Chief Financial Officer Common Stock 2016-11-09 4 S 0 20000 11.8986 D 96587 D Common Stock 2016-11-10 4 S 0 5000 12.6036 D 91587 D The price reported in Column 4 is a weighted average price. These shares of the Issuer's common stock ("Shares") were sold in multiple transactions at prices ranging from $11.25 to $12.30, inclusive. The Reporting Person undertakes upon request to provide the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission (the "SEC") full information regarding the Shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $12.20 to $12.80, inclusive. The Reporting Person undertakes upon request to provide the Issuer, any security holder of the Issuer, or the SEC full information regarding the Shares sold at each separate price within the range set forth in this footnote. /s/ Alexandros Aldous, Attorney-in-Fact for John D. Austin 2016-11-14