0001411579-23-000073.txt : 20230828 0001411579-23-000073.hdr.sgml : 20230828 20230828171850 ACCESSION NUMBER: 0001411579-23-000073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230825 FILED AS OF DATE: 20230828 DATE AS OF CHANGE: 20230828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELLIS DANIEL E CENTRAL INDEX KEY: 0001207827 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33892 FILM NUMBER: 231217170 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMC ENTERTAINMENT HOLDINGS, INC. CENTRAL INDEX KEY: 0001411579 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE THEATERS [7830] IRS NUMBER: 260303916 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE AMC WAY STREET 2: 11500 ASH STREET CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-213-2000 MAIL ADDRESS: STREET 1: ONE AMC WAY STREET 2: 11500 ASH STREET CITY: LEAWOOD STATE: KS ZIP: 66211 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2023-08-25 0 0001411579 AMC ENTERTAINMENT HOLDINGS, INC. AMC/APE 0001207827 ELLIS DANIEL E 0 1 0 0 EVP, CHIEF OPS & DEV OFFICER 0 CLASS A COMMON STOCK 2023-08-25 4 M 0 8674 0 A 18305 D AMC PREFERRED EQUITY UNITS 0 2023-08-25 4 M 0 86740 0 D CLASS A COMMON STOCK 8674 0 D RESTRICTED STOCK UNITS 0 2023-08-25 4 M 0 2743 0 A CLASS A COMMON STOCK 2743 5486 D RESTRICTED STOCK UNITS 0 2023-08-25 4 M 0 27427 0 D AMC PREFERRED EQUITY UNITS 27427 0 D RESTRICTED STOCK UNITS 0 2023-08-25 4 M 0 1700 0 A CLASS A COMMON STOCK 1700 3400 D RESTRICTED STOCK UNITS 0 2023-08-25 4 M 0 17000 0 D AMC PREFERRED EQUITY UNITS 17000 0 D RESTRICTED STOCK UNITS 0 2023-08-25 4 M 0 9051 0 A CLASS A COMMON STOCK 9051 14089 D RESTRICTED STOCK UNITS 0 2023-08-25 4 M 0 90503 0 D AMC PREFERRED EQUITY UNITS 90503 0 D On August 25, 2023, each APEU (defined in footnote 3 below) automatically converted into one-tenth of a share of Issuer's Class A Common Stock ("Common Stock"). On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date. Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting. The RSUs will be eligible to vest in January 2024, subject to continued employment. One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment. One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment. Includes 1,133 shares of Common Stock received by the Reporting Person on August 28, 2023 in connection with the settlement by the Issuer of the action entitled In re AMC Entertainment Holdings, Inc. Stockholder Litigation, C.A. No. 2023-0215-MTZ. Does not include Common Shares issuable upon future vesting of equity grants, including 22,975 Common Shares issuable based upon continued service and 22,978 Common Shares issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 64,258 equity interests. /S/EDWIN F GLADBACH, ATTORNEY-IN-FACT 2023-08-28