0000904454-14-000129.txt : 20140204
0000904454-14-000129.hdr.sgml : 20140204
20140204154052
ACCESSION NUMBER: 0000904454-14-000129
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140204
FILED AS OF DATE: 20140204
DATE AS OF CHANGE: 20140204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dicerna Pharmaceuticals Inc
CENTRAL INDEX KEY: 0001399529
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 480 ARSENAL ST. BUILDING 1, SUITE 120
CITY: WATERTOWN
STATE: MA
ZIP: 02472
BUSINESS PHONE: 617 621 8097
MAIL ADDRESS:
STREET 1: 480 ARSENAL ST. BUILDING 1, SUITE 120
CITY: WATERTOWN
STATE: MA
ZIP: 02472
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DOVEY BRIAN H
CENTRAL INDEX KEY: 0001207786
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36281
FILM NUMBER: 14572025
MAIL ADDRESS:
STREET 1: ONE PALMER SQUARE
CITY: PRINCETON
STATE: NJ
ZIP: 08542
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-02-04
0001399529
Dicerna Pharmaceuticals Inc
DRNA
0001207786
DOVEY BRIAN H
C/O DOMAIN ASSOCIATES, LLC
ONE PALMER SQUARE
PRINCETON
NJ
08542
0
0
1
0
Common Stock
2014-02-04
4
C
0
1752707
A
1752707
I
By Domain Partners VIII, L.P.
Common Stock
2014-02-04
4
C
0
13004
A
13004
I
By DP VIII Associates, L.P.
Series B Preferred Stock
2014-02-04
4
C
0
476464
0
D
Common Stock
476464
0
I
By Domain Partners VIII, L.P.
Series C Preferred Stock
2014-02-04
4
C
0
1276243
0
D
Common Stock
1276243
0
I
By Domain Partners VIII, L.P.
Warrant
7.00
2014-02-04
4
C
0
21041
0
D
2014-01-29
2018-06-26
Series C Preferred Stock
21041
0
I
By Domain Partners VIII, L.P.
Warrant
7.00
2014-02-04
4
C
0
21041
0
A
2014-01-29
2018-06-26
Common Stock
21041
21041
I
By Domain Partners VIII, L.P.
Series B Preferred Stock
2014-02-04
4
C
0
3535
0
D
Common Stock
3535
0
I
By DP VIII Associates, L.P.
Series C Preferred Stock
2014-02-04
4
C
0
9469
0
D
Common Stock
9469
0
I
By DP VIII Associates, L.P.
Warrant
7.00
2014-02-04
4
C
0
156
0
D
2014-01-29
2018-06-26
Series C Preferred Stock
156
0
I
By DP VIII Associates, L.P.
Warrant
7.00
2014-02-04
4
C
0
156
0
A
2014-01-29
2018-06-26
Common Stock
156
156
I
By DP VIII Associates, L.P.
All outstanding shares of preferred stock were automatically converted into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The preferred stock had no expiration date.
The Reporting Person is a Managing Member of One Palmer Square Associates VIII, LLC, which is the sole general partner of Domain Partners VIII, L.P. and DP VIII Associates, L.P. Pursuant to Instruction (4)(b)(iv) of Form 4, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities beneficially owned by each such entity. The Reporting Person disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his or her pecuniary interest therein and/or that are not actually distributed to him or her.
/s/Kathleen K. Schoemaker, Attorney-in-Fact
2014-02-04