0001628280-19-000896.txt : 20190204
0001628280-19-000896.hdr.sgml : 20190204
20190204165833
ACCESSION NUMBER: 0001628280-19-000896
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190201
FILED AS OF DATE: 20190204
DATE AS OF CHANGE: 20190204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CLOUGH PHILLIP A
CENTRAL INDEX KEY: 0001207712
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51813
FILM NUMBER: 19564718
MAIL ADDRESS:
STREET 1: 400 EAST PRATT STREET
STREET 2: SUITE 910
CITY: BALTIMORE
STATE: MD
ZIP: 21202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIQUIDITY SERVICES INC
CENTRAL INDEX KEY: 0001235468
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 522209244
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 6931 ARLINGTON ROAD
STREET 2: SUITE 200
CITY: BETHESDA
STATE: MD
ZIP: 20814
BUSINESS PHONE: 2024676868
MAIL ADDRESS:
STREET 1: 6931 ARLINGTON ROAD
STREET 2: SUITE 200
CITY: BETHESDA
STATE: MD
ZIP: 20814
4
1
wf-form4_154931749954575.xml
FORM 4
X0306
4
2019-02-01
0
0001235468
LIQUIDITY SERVICES INC
LQDT
0001207712
CLOUGH PHILLIP A
400 EAST PRATT STREET, SUITE 910
BALTIMORE
MD
21202-3116
1
0
0
0
Common Stock
2019-02-01
4
J
0
5846
8.50
A
53758
D
Employee Stock Option
11.66
2018-06-03
Common Stock
15082.0
15082
D
Employee Stock Option
42.31
2022-02-01
Common Stock
5328.0
5328
D
Employee Stock Option
40.11
2023-02-01
Common Stock
5954.0
5954
D
Employee Stock Option
21.53
2024-02-01
Common Stock
13144.0
13144
D
Employee Stock Option
9.84
2025-02-01
Common Stock
19050.0
19050
D
Employee Stock Option
6.29
2026-02-01
Common Stock
14730.0
14730
D
Employee Stock Option
9.75
2027-02-01
Common Stock
3561.0
3561
D
Employee Stock Option
6.5
2028-02-01
Common Stock
15344.0
15344
D
Employee Stock Grant
2019-02-01
4
J
0
5846
D
2028-02-01
Common Stock
5846.0
0
D
Employee Stock Grant
2019-02-01
4
A
0
4471
A
2029-02-01
Common Stock
4471.0
4471
D
Employee Stock Option
8.5
2019-02-01
4
A
0
11816
8.50
A
2029-02-01
Common Stock
11816.0
11816
D
Represents the vesting of restricted stock.
These options became fully vested on April 29, 2009.
These options became fully vested on February 1, 2013.
These options became fully vested on February 1, 2014.
These options became fully vested on February 1, 2015.
These options became fully vested on February 1, 2016.
These options became fully vested on February 1, 2017.
These options became fully vested on February 1, 2018.
These options became fully vested on February 1, 2019.
Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
These restricted shares became fully vested on February 1, 2019.
Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit.
These restricted shares have a one-year vesting period such that 100% of this restricted stock grant will vest on February 1, 2020.
These options have a one-year vesting period such that 100% of this option grant will vest on February 1, 2020.
/s/ Mark A. Shaffer, by power of attorney
2019-02-04