0001628280-19-000896.txt : 20190204 0001628280-19-000896.hdr.sgml : 20190204 20190204165833 ACCESSION NUMBER: 0001628280-19-000896 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190201 FILED AS OF DATE: 20190204 DATE AS OF CHANGE: 20190204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLOUGH PHILLIP A CENTRAL INDEX KEY: 0001207712 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51813 FILM NUMBER: 19564718 MAIL ADDRESS: STREET 1: 400 EAST PRATT STREET STREET 2: SUITE 910 CITY: BALTIMORE STATE: MD ZIP: 21202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIQUIDITY SERVICES INC CENTRAL INDEX KEY: 0001235468 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 522209244 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 6931 ARLINGTON ROAD STREET 2: SUITE 200 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 2024676868 MAIL ADDRESS: STREET 1: 6931 ARLINGTON ROAD STREET 2: SUITE 200 CITY: BETHESDA STATE: MD ZIP: 20814 4 1 wf-form4_154931749954575.xml FORM 4 X0306 4 2019-02-01 0 0001235468 LIQUIDITY SERVICES INC LQDT 0001207712 CLOUGH PHILLIP A 400 EAST PRATT STREET, SUITE 910 BALTIMORE MD 21202-3116 1 0 0 0 Common Stock 2019-02-01 4 J 0 5846 8.50 A 53758 D Employee Stock Option 11.66 2018-06-03 Common Stock 15082.0 15082 D Employee Stock Option 42.31 2022-02-01 Common Stock 5328.0 5328 D Employee Stock Option 40.11 2023-02-01 Common Stock 5954.0 5954 D Employee Stock Option 21.53 2024-02-01 Common Stock 13144.0 13144 D Employee Stock Option 9.84 2025-02-01 Common Stock 19050.0 19050 D Employee Stock Option 6.29 2026-02-01 Common Stock 14730.0 14730 D Employee Stock Option 9.75 2027-02-01 Common Stock 3561.0 3561 D Employee Stock Option 6.5 2028-02-01 Common Stock 15344.0 15344 D Employee Stock Grant 2019-02-01 4 J 0 5846 D 2028-02-01 Common Stock 5846.0 0 D Employee Stock Grant 2019-02-01 4 A 0 4471 A 2029-02-01 Common Stock 4471.0 4471 D Employee Stock Option 8.5 2019-02-01 4 A 0 11816 8.50 A 2029-02-01 Common Stock 11816.0 11816 D Represents the vesting of restricted stock. These options became fully vested on April 29, 2009. These options became fully vested on February 1, 2013. These options became fully vested on February 1, 2014. These options became fully vested on February 1, 2015. These options became fully vested on February 1, 2016. These options became fully vested on February 1, 2017. These options became fully vested on February 1, 2018. These options became fully vested on February 1, 2019. Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. These restricted shares became fully vested on February 1, 2019. Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit. These restricted shares have a one-year vesting period such that 100% of this restricted stock grant will vest on February 1, 2020. These options have a one-year vesting period such that 100% of this option grant will vest on February 1, 2020. /s/ Mark A. Shaffer, by power of attorney 2019-02-04