0001140361-22-036170.txt : 20221004 0001140361-22-036170.hdr.sgml : 20221004 20221004212150 ACCESSION NUMBER: 0001140361-22-036170 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221001 FILED AS OF DATE: 20221004 DATE AS OF CHANGE: 20221004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NUTTALL SCOTT C CENTRAL INDEX KEY: 0001207606 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34820 FILM NUMBER: 221294259 MAIL ADDRESS: STREET 1: C/O KKR & CO. INC. STREET 2: 30 HUDSON YARDS CITY: NEW YORK STATE: NY ZIP: 10001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KKR & Co. Inc. CENTRAL INDEX KEY: 0001404912 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 881203639 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 HUDSON YARDS CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-750-8300 MAIL ADDRESS: STREET 1: 30 HUDSON YARDS CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: KKR & Co. L.P. DATE OF NAME CHANGE: 20070627 4 1 form4.xml X0306 4 2022-10-01 0001404912 KKR & Co. Inc. KKR 0001207606 NUTTALL SCOTT C C/O KKR & CO. INC. 30 HUDSON YARDS NEW YORK NY 10001 true true Co-Chief Executive Officer Common Stock 2022-10-01 4 M 0 450000 A 18241519 D Common Stock 2022-10-01 4 F 0 245361 43 D 17996158 D Common Stock 1497723 I See Footnote Common Stock 150000 I See Footnote Common Stock 129301 I By Trust Common Stock 2782 I By Limited Liability Company Common Stock 1000000 I By Trust Restricted Stock Units 2022-10-01 4 M 0 450000 0 D Common Stock 450000 0 D Reflects 450,000 restricted stock units of KKR & Co. Inc. that vested, and the Reporting Person became entitled to shares of common stock of KKR & Co. Inc. on a one-for-one basis. Reflects a transfer by the Reporting Person of 1,000,000 shares into a trust for estate planning purposes. These securities are held by a limited partnership, whose general partner is a limited liability company over which the Reporting Person has investment discretion. These shares of common stock are being held by a limited partnership controlled by the Reporting Person solely for purposes of future charitable donations. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirectly owned, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein. /s/ Christopher Lee, Attorney-in-fact 2022-10-04