0001140361-21-001953.txt : 20210122
0001140361-21-001953.hdr.sgml : 20210122
20210122183606
ACCESSION NUMBER: 0001140361-21-001953
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210121
FILED AS OF DATE: 20210122
DATE AS OF CHANGE: 20210122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NUTTALL SCOTT C
CENTRAL INDEX KEY: 0001207606
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34820
FILM NUMBER: 21547395
MAIL ADDRESS:
STREET 1: C/O KKR & CO. INC.
STREET 2: 30 HUDSON YARDS
CITY: NEW YORK
STATE: NY
ZIP: 10001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KKR & Co. Inc.
CENTRAL INDEX KEY: 0001404912
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 260426107
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 HUDSON YARDS
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 212-750-8300
MAIL ADDRESS:
STREET 1: 30 HUDSON YARDS
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: KKR & Co. L.P.
DATE OF NAME CHANGE: 20070627
4
1
form4.xml
FORM 4
X0306
4
2021-01-21
0001404912
KKR & Co. Inc.
KKR
0001207606
NUTTALL SCOTT C
C/O KKR & CO. INC.
30 HUDSON YARDS
NEW YORK
NY
10001
true
true
Co-President & Co-COO
Common Stock
2021-01-21
4
M
0
2500000
A
3477762
D
Common Stock
2021-01-21
4
F
0
1327020
41.46
D
2150742
D
Common Stock
750000
I
See Footnote
Common Stock
6722
I
By Trust
Common Stock
2782
I
By Limited Liability Company
Restricted Stock Units
2021-01-21
4
M
0
2500000
0
D
Common Stock
2500000
0
D
Represents the vesting of 2,500,000 restricted equity units granted on November 2, 2017, which were subject to market price-based vesting condition and vested upon the closing price of KKR common stock reaching and maintaining $40 per share for 10 consecutive trading days, which condition was met on January 21, 2021. On the date of the grant of these restricted equity units, the closing price of KKR common units was $19.90 per unit.
These shares of common stock are being held by a limited partnership controlled by the Reporting Person solely for purposes of future charitable donations.
Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirectly owned, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.
/s/ Christopher Lee, Attorney-in-fact
2021-01-22