0001493152-23-016111.txt : 20230510 0001493152-23-016111.hdr.sgml : 20230510 20230510110015 ACCESSION NUMBER: 0001493152-23-016111 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230510 FILED AS OF DATE: 20230510 DATE AS OF CHANGE: 20230510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOLAN THOMAS J CENTRAL INDEX KEY: 0001207434 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41684 FILM NUMBER: 23904916 MAIL ADDRESS: STREET 1: C/O XEROX CORP STREET 2: PO BOX 1600 800 LONG RIDGE ROAD CITY: STAMFORD STATE: CT ZIP: 06904-1600 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Southern California Bancorp \ CA CENTRAL INDEX KEY: 0001795815 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 843288397 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12265 EL CAMINO REAL, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-847-4787 MAIL ADDRESS: STREET 1: 12265 EL CAMINO REAL, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92130 3 1 ownership.xml X0206 3 2023-05-10 0 0001795815 Southern California Bancorp \ CA BCAL 0001207434 DOLAN THOMAS J C/O SOUTHERN CALIFORNIA BANCORP 355 S. GRAND AVE STE 1200 LOS ANGELES CA 90071 0 1 0 0 EVP / Bancorp CFO/ COO Common Stock 197615 I THOMAS G DOLAN LIVING TRUST DATED 8/9/2016 Common Stock 49798 D Represents 53,163 restricted stock units ("RSUs"), granted to the Reporting Person as follows: (A) On March 1, 2023, the Reporting Person was granted RSUs representing 12,353 shares that will be issued upon vesting and will vest annually, in substantially equal installments, over a two-year period beginning on March 1, 2024; (B) On May 5, 2022, the Reporting Person was granted RSUs, of which 3,365 shares remain to be issued upon vesting and will vest on May 5, 2024; (C) On March 4, 2022, Reporting Person was granted RSUs of which 5,845 shares remain to be issued upon vesting and will vest on March 4, 2024; and (D) On October 26, 2020, the Reporting Person was granted RSUs representing 28,235 shares that will be issued upon vesting and will vest annually, in substantially equal installments, over a two-year period beginning on December 1, 2024. Manisha Merchant, by POA for Thomas Dolan 2023-05-10