0001562180-24-005252.txt : 20240624 0001562180-24-005252.hdr.sgml : 20240624 20240624170028 ACCESSION NUMBER: 0001562180-24-005252 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240618 FILED AS OF DATE: 20240624 DATE AS OF CHANGE: 20240624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BADAVAS ROBERT P CENTRAL INDEX KEY: 0001207407 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 814-00702 FILM NUMBER: 241065117 MAIL ADDRESS: STREET 1: C/O HERCULES CAPITAL, INC. STREET 2: 400 HAMILTON AVENUE, SUITE 310 CITY: PALO ALTO STATE: IL ZIP: 94301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hercules Capital, Inc. CENTRAL INDEX KEY: 0001280784 ORGANIZATION NAME: IRS NUMBER: 743113410 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 NORTH B STREET STREET 2: SUITE 2000 CITY: SAN MATEO STATE: CA ZIP: 94401 BUSINESS PHONE: 650-289-3060 MAIL ADDRESS: STREET 1: 1 NORTH B STREET STREET 2: SUITE 2000 CITY: SAN MATEO STATE: CA ZIP: 94401 FORMER COMPANY: FORMER CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC DATE OF NAME CHANGE: 20040219 4/A 1 primarydocument.xml PRIMARY DOCUMENT X0508 4/A 2024-06-18 2024-06-21 false 0001280784 Hercules Capital, Inc. HTGC 0001207407 BADAVAS ROBERT P C/O HERCULES CAPITAL, INC. 1 NORTH B STREET, SUITE 2000 SAN MATEO CA 94401 true false false false false Common Stock 2024-06-18 4 M false 1700.00 16.34 A 5934.00 D Common Stock 2024-06-18 4 S false 1700.00 19.60 D 4234.00 D Common Stock 2024-06-20 4 M false 13300.00 16.34 A 17534.00 D Common Stock 2024-06-20 4 S false 13300.00 19.6911 D 4234.00 D Common Stock 107452.00 I By Trust Stock Option (Right to Buy) 16.34 2024-06-18 4 M false 1700.00 0.00 D 2024-07-08 Common Stock 1700.00 13300.00 D Stock Option (Right to Buy) 16.34 2024-06-20 4 M false 13300.00 0.00 D 2024-07-08 Common Stock 13300.00 0.00 D This transaction was executed in multiple trades at prices ranging from $19.61 USD to $19.815 USD; the price reported above reflects the weighted average sale price. This Form 4 is being amended to add the reporting person's indirect holdings. Held by the Robert P. Badavas Trust of 2007 Vested one-third each year starting July 8, 2015. /s/ /Eileen Bagarella, Attorney-in-Fact for Robert Badavas 2024-06-24