0000757011-18-000112.txt : 20181203 0000757011-18-000112.hdr.sgml : 20181203 20181203183011 ACCESSION NUMBER: 0000757011-18-000112 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181203 FILED AS OF DATE: 20181203 DATE AS OF CHANGE: 20181203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COOK BRIAN J CENTRAL INDEX KEY: 0001207294 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08864 FILM NUMBER: 181215066 MAIL ADDRESS: STREET 1: USG CORP STREET 2: 125 S FRANKLIN STREET DEPT 188 CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: USG CORP CENTRAL INDEX KEY: 0000757011 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE GYPSUM PLASTER PRODUCTS [3270] IRS NUMBER: 363329400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 550 WEST ADAMS STREET STREET 2: DEPARTMENT 188 CITY: CHICAGO STATE: IL ZIP: 60661 BUSINESS PHONE: 312-606-4000 MAIL ADDRESS: STREET 1: DEPARTMENT #188 STREET 2: 550 WEST ADAMS STREET CITY: CHICAGO STATE: IL ZIP: 60661 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-12-03 0 0000757011 USG CORP USG 0001207294 COOK BRIAN J C/O USG CORPORATION 550 WEST ADAMS STREET CHICAGO IL 60661 0 1 0 0 Executive Vice President Common Stock 2018-12-03 4 M 0 17559 18.99 A 66629 D Common Stock 2018-12-03 4 M 0 19504 14.76 A 86133 D Common Stock 2018-12-03 4 S 0 52063 43.039 D 34070 D Employee Stock Option (Right to Buy) 18.99 2018-12-03 4 M 0 17559 0 D 2021-02-09 Common Stock 17559 0 D Employee Stock Option (Right to Buy) 14.76 2018-12-03 4 M 0 19504 0 D 2022-02-08 Common Stock 19504 0 D The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. The per share sales price for the common stock sold in the reported transaction ranged from $42.98 to $43.15. The reporting person will provide upon request by the Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price. The option vested with respect to the shares included in the reported transaction in four equal annual installments beginning on February 9, 2012. The option vested with respect to the shares included in the reported transaction in four equal annual installments beginning on February 8, 2013. /s/ Jonathan Dorfman, Attorney-In-Fact 2018-12-03