0001213900-21-011785.txt : 20210225
0001213900-21-011785.hdr.sgml : 20210225
20210225191123
ACCESSION NUMBER: 0001213900-21-011785
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210223
FILED AS OF DATE: 20210225
DATE AS OF CHANGE: 20210225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RILEY BRYANT R
CENTRAL INDEX KEY: 0001207269
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40083
FILM NUMBER: 21682635
MAIL ADDRESS:
STREET 1: C/O B. RILEY FINANCIAL, INC.
STREET 2: 21255 BURBANK BLVD, SUITE 400
CITY: WOODLAND HILLS
STATE: CA
ZIP: 91367
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: B. Riley Financial, Inc.
CENTRAL INDEX KEY: 0001464790
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40083
FILM NUMBER: 21682638
BUSINESS ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD
STREET 2: SUITE 800
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 818-884-3737
MAIL ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD
STREET 2: SUITE 800
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
FORMER NAME:
FORMER CONFORMED NAME: Great American Group, Inc.
DATE OF NAME CHANGE: 20090522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: B. RILEY PRINCIPAL INVESTMENTS, LLC
CENTRAL INDEX KEY: 0001776226
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40083
FILM NUMBER: 21682636
BUSINESS ADDRESS:
STREET 1: 21255 BURBANK BLVD, SUITE 400
CITY: WOODLAND HILLS
STATE: CA
ZIP: 91367
BUSINESS PHONE: 818-884-3737
MAIL ADDRESS:
STREET 1: 21255 BURBANK BLVD, SUITE 400
CITY: WOODLAND HILLS
STATE: CA
ZIP: 91367
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: B. Riley Principal 150 Sponsor Co., LLC
CENTRAL INDEX KEY: 0001839013
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40083
FILM NUMBER: 21682637
BUSINESS ADDRESS:
STREET 1: 299 PARK AVENUE
STREET 2: FLOOR 21
CITY: NEW YORK
STATE: NY
ZIP: 10171
BUSINESS PHONE: (212) 457-3300
MAIL ADDRESS:
STREET 1: 299 PARK AVENUE
STREET 2: FLOOR 21
CITY: NEW YORK
STATE: NY
ZIP: 10171
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: B. Riley Principal 150 Merger Corp.
CENTRAL INDEX KEY: 0001839360
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 852081659
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 299 PARK AVENUE
STREET 2: FLOOR 21
CITY: NEW YORK
STATE: NY
ZIP: 10171
BUSINESS PHONE: (212) 457-3300
MAIL ADDRESS:
STREET 1: 299 PARK AVENUE
STREET 2: FLOOR 21
CITY: NEW YORK
STATE: NY
ZIP: 10171
4
1
ownership.xml
X0306
4
2021-02-23
0
0001839360
B. Riley Principal 150 Merger Corp.
BRPM
0001464790
B. Riley Financial, Inc.
11100 SANTA MONICA BLVD
SUITE 800
LOS ANGELES
CA
90025
1
0
1
0
0001839013
B. Riley Principal 150 Sponsor Co., LLC
C/O B. RILEY PRINCIPAL 150 MERGER CORP.
299 PARK AVENUE, 21ST FLOOR
NEW YORK
NY
10171
1
0
1
0
0001776226
B. RILEY PRINCIPAL INVESTMENTS, LLC
11100 SANTA MONICA BLVD SUITE 800
LOS ANGELES
CA
90025
1
0
1
0
0001207269
RILEY BRYANT R
11100 SANTA MONICA BLVD SUITE 800
LOS ANGELES
CA
90025
1
0
1
0
Class A Common Stock
2021-02-23
4
A
0
520000
10
A
520000
I
By B. Riley Principal 150 Sponsor Co. LLC
The reported shares of Class A Common Stock are within 520,000 of the Issuer's Private Placement Units, including the over-allotment option as exercised in full, as described under the heading "Description of Securities " in the Issuer's registration statement on Form S-1 (File No. 333-251955), purchased by the Reporting Persons for $10.00 per Private Placement Unit.
B. Riley Principal Investments, LLC ("BRPI") is the managing member of B. Riley Principal 150 Sponsor Co., LLC (the "Sponsor") and is a wholly-owned subsidiary of B. Riley Financial, Inc. ("BRF"). BRPI and BRF have voting and dispositive power over the securities held by the Sponsor. Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, each of BRPI, BRF and Bryant R. Riley may be deemed to indirectly beneficially own the securities directly held by the Sponsor. Each of BRPI, BRF and Bryant R. Riley disclaims beneficial ownership over any securities directly held by the Sponsor other than to the extent of its/his respective pecuniary interest therein, directly or indirectly.
The Sponsor, BRPI and BRF may be deemed directors by deputization by virtue of their representation on the board of directors of the Issuer. Bryant R. Riley is a member of the board of directors of the Issuer.
/s/ Appy Ali, Attorney-in-Fact for B. Riley Financial, Inc.
2021-02-25
/s/ Appy Ali, Attorney-in-Fact for B. Riley Principal 150 Sponsor Co., LLC
2021-02-25
/s/ Appy Ali, Attorney-in-Fact for B. Riley Principal Investments. LLC
2021-02-25
/s/ Appy Ali, Attorney-in-Fact for Bryant R. Riley
2021-02-25