-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NdZDF9oyMzdkoZeHOa32pbBhmxrnYihF1320P0TrsuaP57YjAG2rGsoEFVs1gQUy UCyKDKpBrK23qCGm7nh0fQ== 0001116502-05-001339.txt : 20050611 0001116502-05-001339.hdr.sgml : 20050611 20050608214408 ACCESSION NUMBER: 0001116502-05-001339 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050606 FILED AS OF DATE: 20050608 DATE AS OF CHANGE: 20050608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CELERITEK INC/CA CENTRAL INDEX KEY: 0000919583 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770057484 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 3236 SCOTT BLVD CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089865060 MAIL ADDRESS: STREET 1: 3236 SCOTT BLVD CITY: SANTA CLARA STATE: CA ZIP: 95054 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RILEY BRYANT R CENTRAL INDEX KEY: 0001207269 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23576 FILM NUMBER: 05886310 MAIL ADDRESS: STREET 1: 11150 SANTA MONICA BLVD STE 750 CITY: LOS ANGELES STATE: CA ZIP: 90025 4 1 riley-b_ex.xml X0202 4 2005-06-06 0 0000919583 CELERITEK INC/CA CLTK 0001207269 RILEY BRYANT R 11100 SANTA MONICA BLVD., SUITE 800 LOS ANGELES CA 90025 1 0 0 0 Common Stock 121934 I See Note Common Stock 2005-06-06 2005-06-06 4 P 0 57600 0.85 A 654200 I See Note Common Stock 10000 I See Note Common Stock 3500 I See Note The shares are held by B. Riley & Co., Inc., of which the Reporting Person serves as CEO and is the sole equity holder. The shares are held by SACC Partners LP, of which Riley Investment Management LLC ("RIM") is general partner. The Reporting Person owns all of the outstanding membership interests of RIM. The shares are held by B. Riley & Co. Holdings, LLC, of which the Reporting Person serves as President. The shares are held by B. Riley & Co. Retirement Trust, of which the Reporting Person serves as Trustee. /s/ Bryant R. Riley 2005-06-07 -----END PRIVACY-ENHANCED MESSAGE-----