-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UIEs5LpNbH01UfFBxidR0BGvI14hmhNomCPvSLMPT7oTYxzkxfNiGV9fxpIlxGVh RqT9ktuhGigqudJBczJgiA== 0001116502-04-002868.txt : 20041207 0001116502-04-002868.hdr.sgml : 20041207 20041207191857 ACCESSION NUMBER: 0001116502-04-002868 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041203 FILED AS OF DATE: 20041207 DATE AS OF CHANGE: 20041207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CELERITEK INC/CA CENTRAL INDEX KEY: 0000919583 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770057484 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 3236 SCOTT BLVD CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089865060 MAIL ADDRESS: STREET 1: 3236 SCOTT BLVD CITY: SANTA CLARA STATE: CA ZIP: 95054 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RILEY BRYANT R CENTRAL INDEX KEY: 0001207269 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-23576 FILM NUMBER: 041189451 MAIL ADDRESS: STREET 1: 11150 SANTA MONICA BLVD STE 750 CITY: LOS ANGELES STATE: CA ZIP: 90025 4/A 1 riley-b_ex.xml X0202 4/A 2004-12-03 2004-12-06 0 0000919583 CELERITEK INC/CA CLTK 0001207269 RILEY BRYANT R 11100 SANTA MONICA BLVD., SUITE 800 LOS ANGELES CA 90025 1 0 0 0 Common Stock 2004-12-03 4 S 0 5900 0.95 D 127134 I See Note Common Stock 2004-12-06 4 S 0 5200 0.90 D 121934 I See Note Common Stock 580000 I See Note Common Stock 10000 I See Note Since the Reporting Person's last filing under Section 16(a) with Table I activity, B. Riley & Co., Inc. has disposed of an aggregate of 58 shares pursuant to "market making activities". The shares are held by B. Riley & Co., Inc., of which the Reporting Person serves as CEO and is the sole equity holder. The shares are held by SACC Partners LP, of which Riley Investment Management LLC ("RIM") is general partner. The Reporting Person owns all of the outstanding membership interests of RIM. The shares are held by B. Riley & Co. Holdings, LLC, of which the Reporting Person serves as President. /s/ Bryant R. Riley 2004-12-07 -----END PRIVACY-ENHANCED MESSAGE-----