0001611702-17-000083.txt : 20170807
0001611702-17-000083.hdr.sgml : 20170807
20170807160625
ACCESSION NUMBER: 0001611702-17-000083
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170803
FILED AS OF DATE: 20170807
DATE AS OF CHANGE: 20170807
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAIN PETER L
CENTRAL INDEX KEY: 0001206658
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36683
FILM NUMBER: 171011536
MAIL ADDRESS:
STREET 1: LEGG MASON INC
STREET 2: 100 LIGHT ST
CITY: BALTIMORE
STATE: MD
ZIP: 21202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OM Asset Management plc
CENTRAL INDEX KEY: 0001611702
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 981179929
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5TH FLOOR, MILLENNIUM BRIDGE HOUSE
STREET 2: 2 LAMBETH HILL
CITY: LONDON
STATE: X0
ZIP: EC4V 4GG
BUSINESS PHONE: 617-369-7321
MAIL ADDRESS:
STREET 1: OLD MUTUAL (US) HOLDINGS INC.
STREET 2: 200 CLARENDON STREET, 53RD FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER COMPANY:
FORMER CONFORMED NAME: OM Asset Management Ltd
DATE OF NAME CHANGE: 20140624
4
1
wf-form4_150213637131961.xml
FORM 4
X0306
4
2017-08-03
1
0001611702
OM Asset Management plc
OMAM
0001206658
BAIN PETER L
GROUND FLOOR MILLENNIUM BRIDGE HOUSE
2 LAMBETH HILL
LONDON
X0
EC4V 4GG
UNITED KINGDOM
0
0
0
1
Former CEO and Director
Ordinary shares
2017-08-03
4
S
0
75842
14.587
D
778474
D
Ordinary shares
2017-08-04
4
S
0
70000
14.247
D
708474
D
/s/ Richard J. Hart, Attorney-in-fact
2017-08-07