-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WinGNRyEXupPQ8xrkigMHySka/HHb6qhJkLNfdeFSZKCoI6NokmThhiIiK7VJ/HX ZycBRI9cBCC+I+2JZf7a1g== 0000883902-04-000008.txt : 20040420 0000883902-04-000008.hdr.sgml : 20040420 20040420125815 ACCESSION NUMBER: 0000883902-04-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040416 FILED AS OF DATE: 20040420 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHULTE JOHNIE CENTRAL INDEX KEY: 0001206214 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14315 FILM NUMBER: 04742312 BUSINESS ADDRESS: STREET 1: 10943 NORTH SAM HOUSTON PARKWAY CITY: HOUSTON STATE: TX ZIP: 77064 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NCI BUILDING SYSTEMS INC CENTRAL INDEX KEY: 0000883902 STANDARD INDUSTRIAL CLASSIFICATION: PREFABRICATED METAL BUILDINGS & COMPONENTS [3448] IRS NUMBER: 760127701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 10943 NORTH SAM HOUSTON PARKWAY W CITY: HOUSTON TEXAS STATE: TX ZIP: 77041 BUSINESS PHONE: 7134667788 MAIL ADDRESS: STREET 1: 7301 FAIRVIEW STREET 2: P O BOX 40220 CITY: HOUSTON STATE: TX ZIP: 77041 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL COMPONENTS INCORPORATED DATE OF NAME CHANGE: 19600201 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-04-16 1 0000883902 NCI BUILDING SYSTEMS INC NCS 0001206214 SCHULTE JOHNIE 0 0 0 1 Retired Director Common stock, $.01 par value 2004-04-16 4 M 0 50000 14.25 A 50000 D Common stock, $.01 par value 2004-04-16 4 M 0 40000 22.8125 A 90000 D Common stock, $.01 par value 2004-04-16 4 M 0 15000 15.75 A 105000 D Common stock, $.01 par value 2004-04-16 4 M 0 5556 18 A 110556 D Common stock, $.01 par value 2004-04-16 4 M 0 6536 15.3 A 117092 D Common stock, $.01 par value 2004-04-16 4 M 0 12701 15.15 A 129793 D Common stock, $.01 par value 2004-04-16 4 M 0 5714 17.5 A 135507 D Common stock, $.01 par value 2004-04-16 4 M 0 4845 20.64 A 140352 D Common stock, $.01 par value 2004-04-16 4 M 0 5519 18.12 A 145871 D Common stock, $.01 par value 2004-04-16 4 S 0 39400 28.3 D 106471 D Common stock, $.01 par value 2004-04-16 4 S 0 200 28.31 D 106271 D Common stock, $.01 par value 2004-04-16 4 S 0 400 28.33 D 105871 D Common stock, $.01 par value 2004-04-16 4 S 0 10000 28.35 D 95871 D Common stock, $.01 par value 2004-04-16 4 S 0 65500 28.5 D 30371 D Common stock, $.01 par value 2004-04-16 4 S 0 100 28.51 D 30271 D Common stock, $.01 par value 2004-04-16 4 S 0 200 28.52 D 30071 D Common stock, $.01 par value 2004-04-16 4 S 0 2000 28.55 D 28071 D Common stock, $.01 par value 2004-04-16 4 S 0 200 28.59 D 27871 D Common stock, $.01 par value 2004-04-16 4 S 0 1700 28.6 D 26171 D Common stock, $.01 par value 2004-04-16 4 S 0 400 28.61 D 25771 D Common stock, $.01 par value 2004-04-16 4 S 0 200 28.65 D 25571 D Common stock, $.01 par value 2004-04-16 4 S 0 300 28.66 D 25271 D Common stock, $.01 par value 2004-04-16 4 S 0 200 28.67 D 25071 D Common stock, $.01 par value 2004-04-16 4 S 0 700 28.68 D 24371 D Common stock, $.01 par value 2004-04-16 4 S 0 900 28.7 D 23471 D Common stock, $.01 par value 2004-04-16 4 S 0 23471 28.75 D 0 D Common stock, $.01 par value 2004-04-16 4 I 0 2383.836 28.66 D 0 I By NCI 401(k) Plan Common stock, $.01 par value 4000 I By trust Options to purchase common stock 14.25 2004-04-16 4 M 0 50000 0 D 2000-12-15 2005-03-11 Common stock, $.01 par value 50000 0 D Options to purchase common stock 22.8125 2004-04-16 4 M 0 40000 0 D 2002-04-08 2005-03-11 Common stock, $.01 par value 40000 0 D Options to purchase common stock 15.75 2004-04-16 4 M 0 15000 0 D 2003-12-14 2005-03-11 Common stock, $.01 par value 15000 0 D Options to purchase common stock 18 2004-04-16 4 M 0 5556 0 D 2004-03-12 2005-03-11 Common stock, $.01 par value 5556 0 D Options to purchase common stock 15.3 2004-04-16 4 M 0 6536 0 D 2004-03-12 2005-03-11 Common stock, $.01 par value 6536 0 D Options to purchase common stock 15.15 2004-04-16 4 M 0 12701 0 D 2004-03-12 2005-03-11 Common stock, $.01 par value 12701 0 D Options to purchase common stock 17.5 2004-04-16 4 M 0 5714 0 D 2004-03-12 2005-03-11 Common stock, $.01 par value 5714 0 D Options to purchase common stock 20.64 2004-04-16 4 M 0 4845 0 D 2004-03-12 2005-03-11 Common stock, $.01 par value 4845 0 D Options to purchase common stock 18.12 2004-04-16 4 M 0 5519 0 D 2004-03-12 2005-03-11 Common stock, $.01 par value 5519 0 D Options to purchase common stock 24.44 2004-03-12 2009-03-11 Common stock, $.01 par value 1023 1023 D Shares are held by a family trust, of which Mr. Schulte is a trustee and may be deemed to be a beneficial owner. Mr. Schulte disclaims beneficial ownership of such shares. /s/ Johnie Schulte 2004-04-19 -----END PRIVACY-ENHANCED MESSAGE-----