0001209191-13-011519.txt : 20130226 0001209191-13-011519.hdr.sgml : 20130226 20130226122236 ACCESSION NUMBER: 0001209191-13-011519 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130225 FILED AS OF DATE: 20130226 DATE AS OF CHANGE: 20130226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Engines, Inc. CENTRAL INDEX KEY: 0001430592 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 943250323 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 ENTERPRISE WAY, 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-498-6900 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY, 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRUNDFEST JOSEPH CENTRAL INDEX KEY: 0001206103 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34636 FILM NUMBER: 13641672 MAIL ADDRESS: STREET 1: STANFORD LAW SCHOOL STREET 2: 559 NATHAN ABBOTT WAY CITY: STANFORD STATE: CA ZIP: 94305 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-02-25 0 0001430592 Financial Engines, Inc. FNGN 0001206103 GRUNDFEST JOSEPH 1050 ENTERPRISE WAY 3RD FLOOR SUNNYVALE CA 94089 1 0 0 0 Common Stock 2013-02-25 2013-02-25 4 S 0 9700 32.35 D 444499 I The Grundfest Living Trust U/T/A DD 8/25/97 Common Stock 2013-02-25 2013-02-25 4 S 0 300 32.61 D 444199 D Common Stock 2013-02-25 2013-02-25 4 S 0 1600 33.1816 D 442599 D Common Stock 2013-02-25 2013-02-25 4 S 0 6738 32.5944 D 435861 D Common Stock 2013-02-25 2013-02-25 4 S 0 1662 32.5132 D 434199 D The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.35 to $32.37 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.605 to $32.62 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.18 to $33.19 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.56 to $32.65, inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commisson, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.50 to $32.52, inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commisson, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Joanne E. Burns, Attorney-in-Fact 2013-02-26