0001239819-20-000062.txt : 20200513
0001239819-20-000062.hdr.sgml : 20200513
20200513182650
ACCESSION NUMBER: 0001239819-20-000062
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200511
FILED AS OF DATE: 20200513
DATE AS OF CHANGE: 20200513
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROEDEL RICHARD
CENTRAL INDEX KEY: 0001205976
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52008
FILM NUMBER: 20874749
MAIL ADDRESS:
STREET 1: 164 WEST RD
CITY: NEW CANAAN
STATE: CT
ZIP: 06840
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LUNA INNOVATIONS INC
CENTRAL INDEX KEY: 0001239819
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 301 FIRST STREET SW
STREET 2: SUITE 200
CITY: ROANOKE
STATE: VA
ZIP: 24011
BUSINESS PHONE: 540-769-8400
MAIL ADDRESS:
STREET 1: 301 FIRST STREET SW
STREET 2: SUITE 200
CITY: ROANOKE
STATE: VA
ZIP: 24011
4
1
wf-form4_158940879280575.xml
FORM 4
X0306
4
2020-05-11
0
0001239819
LUNA INNOVATIONS INC
LUNA
0001205976
ROEDEL RICHARD
C/O LUNA INNOVATIONS INCORPORATED
301 1ST STREET SW, SUITE 200
ROANOKE
VA
24011
1
0
0
0
Stock Units
2020-05-11
4
A
0
8877
7.04
A
Common Stock
8877.0
47547.80
D
Stock Units
Common Stock
232043.49
232043.49
I
By Spouse
Consists of stock units that are convertible into issuer's common stock on a 1-for-1 basis.
This grant was awarded in connection with Mr. Roedel's service as chairman of the board of directors, pursuant to the issuer's non-employee director compensation policy. The number of stock units awarded is equal to $62,500 divided by $7.04, the closing price of the issuer's stock on the Nasdaq Capital Market on May 11, 2020, the date of grant.
The stock units vest upon the earlier of the one year anniversary of the grant date or the issuer's annual meeting of stockholders and, subject to vesting, will become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The stock units have no expiration date.
/s/ Scott A. Graeff, Attorney-In-Fact
2020-05-13