0001239819-19-000123.txt : 20190917
0001239819-19-000123.hdr.sgml : 20190917
20190917165614
ACCESSION NUMBER: 0001239819-19-000123
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190913
FILED AS OF DATE: 20190917
DATE AS OF CHANGE: 20190917
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROEDEL RICHARD
CENTRAL INDEX KEY: 0001205976
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52008
FILM NUMBER: 191097589
MAIL ADDRESS:
STREET 1: 164 WEST RD
CITY: NEW CANAAN
STATE: CT
ZIP: 06840
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LUNA INNOVATIONS INC
CENTRAL INDEX KEY: 0001239819
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 301 FIRST STREET SW
STREET 2: SUITE 200
CITY: ROANOKE
STATE: VA
ZIP: 24011
BUSINESS PHONE: 540-769-8400
MAIL ADDRESS:
STREET 1: 301 FIRST STREET SW
STREET 2: SUITE 200
CITY: ROANOKE
STATE: VA
ZIP: 24011
4
1
wf-form4_156875375860674.xml
FORM 4
X0306
4
2019-09-13
0
0001239819
LUNA INNOVATIONS INC
LUNA
0001205976
ROEDEL RICHARD
C/O LUNA INNOVATIONS INCORPORATED
301 1ST STREET SW, SUITE 200
ROANOKE
VA
24011
1
0
0
0
Common Stock
2019-09-13
4
M
0
60000
0.61
A
177573
I
By Profit Sharing Plan
Common Stock
220469
I
By spouse
Common Stock Option (Right to Buy)
0.61
2019-09-13
4
M
0
60000
0
D
2019-09-14
Common Stock
60000.0
60000
I
By Profit Sharing Plan
Fully vested.
The reporting person transferred this option to his wife as a gift on June 15, 2018. The reporting person's wife transferred this option back to the reporting person's defined benefit plan as a gift on 9/12/2019.
/s/ Scott A. Graeff, Attorney-In-Fact
2019-09-17