0001062993-23-019061.txt : 20231005 0001062993-23-019061.hdr.sgml : 20231005 20231005163055 ACCESSION NUMBER: 0001062993-23-019061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231003 FILED AS OF DATE: 20231005 DATE AS OF CHANGE: 20231005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRIEDBERG ALBERT CENTRAL INDEX KEY: 0001268239 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38624 FILM NUMBER: 231311729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FCMI Parent Co. CENTRAL INDEX KEY: 0001678258 STATE OF INCORPORATION: A5 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38624 FILM NUMBER: 231311728 BUSINESS ADDRESS: STREET 1: 181 BAY STREET STREET 2: SUITE 250 CITY: TORONTO STATE: A6 ZIP: M5J 2T3 BUSINESS PHONE: 1-416-364-1171 MAIL ADDRESS: STREET 1: 181 BAY STREET STREET 2: SUITE 250 CITY: TORONTO STATE: A6 ZIP: M5J 2T3 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VACCINEX, INC. CENTRAL INDEX KEY: 0001205922 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 161603202 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1895 MOUNT HOPE AVE CITY: ROCHESTER STATE: NY ZIP: 14620 BUSINESS PHONE: 585-271-2700 MAIL ADDRESS: STREET 1: 1895 MOUNT HOPE AVE CITY: ROCHESTER STATE: NY ZIP: 14620 FORMER COMPANY: FORMER CONFORMED NAME: VACCINEX INC DATE OF NAME CHANGE: 20021114 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-10-03 0001205922 VACCINEX, INC. VCNX 0001268239 FRIEDBERG ALBERT 220 BAY STREET SUITE 600 TORONTO A6 M5J 2W4 ONTARIO, CANADA 1 0 1 0 0001678258 FCMI Parent Co. 220 BAY STREET SUITE 600 TORONTO A6 M5J 2W4 ONTARIO, CANADA 0 0 1 0 0 Common Stock 29304 D Common Stock 2509 I By Pan Atlantic Holdings Ltd. Common Stock 234127 I By Friedberg Global-Macro Hedge Fund Ltd. Common Stock 2023-10-03 4 P 0 3000000 1.0 A 4747794 I By FCMI Parent Co. Warrant (Right to Buy) 1.0 2023-10-03 4 P 0 3000000 1.0 A 2023-10-03 2028-10-03 Common Stock 3000000 3000000 I By FCMI Parent Co. Mr. Friedberg is the majority owner of Pan Atlantic Holdings Ltd. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Mr. Friedberg possesses voting and dispositive power over the reported securities and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. On September 25, 2023, Vaccinex, Inc. effected a 1-for-15 reverse stock split (the "Reverse Stock Split"). The figures in this Form 4 reflect the Reverse Stock Split. /s/ Scott E. Royer, Attorney-in-Fact for Albert Friedberg 2023-10-05 FCMI Parent Co. By: /s/ Dan Scheiner, Vice President 2023-10-05