0000891839-21-000232.txt : 20210624 0000891839-21-000232.hdr.sgml : 20210624 20210624164148 ACCESSION NUMBER: 0000891839-21-000232 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210524 FILED AS OF DATE: 20210624 DATE AS OF CHANGE: 20210624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRIEDBERG ALBERT CENTRAL INDEX KEY: 0001268239 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38624 FILM NUMBER: 211043376 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FCMI Parent Co. CENTRAL INDEX KEY: 0001678258 STATE OF INCORPORATION: A5 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38624 FILM NUMBER: 211043375 BUSINESS ADDRESS: STREET 1: 181 BAY STREET STREET 2: SUITE 250 CITY: TORONTO STATE: A6 ZIP: M5J 2T3 BUSINESS PHONE: 1-416-364-1171 MAIL ADDRESS: STREET 1: 181 BAY STREET STREET 2: SUITE 250 CITY: TORONTO STATE: A6 ZIP: M5J 2T3 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VACCINEX, INC. CENTRAL INDEX KEY: 0001205922 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 161603202 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1895 MOUNT HOPE AVE CITY: ROCHESTER STATE: NY ZIP: 14620 BUSINESS PHONE: 585-271-2700 MAIL ADDRESS: STREET 1: 1895 MOUNT HOPE AVE CITY: ROCHESTER STATE: NY ZIP: 14620 FORMER COMPANY: FORMER CONFORMED NAME: VACCINEX INC DATE OF NAME CHANGE: 20021114 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-05-24 0001205922 VACCINEX, INC. VCNX 0001268239 FRIEDBERG ALBERT 181 BAY STREET SUITE 250 TORONTO A6 M5J 2T3 ONTARIO, CANADA 1 0 1 0 0001678258 FCMI Parent Co. 181 BAY STREET SUITE 250 TORONTO A6 M5J 2T3 ONTARIO, CANADA 0 0 1 0 Common Stock 439555 D Common Stock 37633 I By Pan-Atlantic Bank & Trust Ltd. Common Stock 1710093 I By Friedberg Global-Macro Hedge Fund Ltd. Common Stock 2021-05-24 4 C 0 1180051 A 8810652 I By FCMI Parent Co. Common Stock 2021-05-24 4 C 0 967983 A 967983 I By FCMI Financial Corporation Option (Right to Acquire) 2021-05-24 4 C 0 21475000 D Common Stock 1180051 0 I By FCMI Parent Co. Option (Right to Acquire) 2021-05-24 4 C 0 9679833 D Common Stock 967983 0 I By FCMI Financial Corporation Mr. Friedberg is the majority owner of Pan Atlantic Bank & Trust Ltd. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Mr. Friedberg possesses voting and dispositive power over the reported securities and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. FCMI Financial Corp. is a wholly-owned subsidiary of FCMI Parent Co. Mr. Friedberg disclaims beneficial ownership of these shares except to the extent of his pecuniary interests therein. Partnership interests in VX3 (DE) LP, or VX3 were exchanged into shares of Common Stock on a 1-for-0.05495 basis. Limited partnership units of Vaccinex Products, LP were exchanged into shares of Common Stock on a 1-for-10 basis. /s/ Scott E. Royer, Attorney-in-Fact for Albert D. Friedberg 2021-06-24 FCMI Parent Co. By: /s/ Dan Scheiner, Vice President 2021-06-24