0000921895-14-002623.txt : 20141210
0000921895-14-002623.hdr.sgml : 20141210
20141210195920
ACCESSION NUMBER: 0000921895-14-002623
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141208
FILED AS OF DATE: 20141210
DATE AS OF CHANGE: 20141210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMG Indium Resources Ltd.
CENTRAL INDEX KEY: 0001426506
STANDARD INDUSTRIAL CLASSIFICATION: [6221]
IRS NUMBER: 510662991
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 PARK AVE.
STREET 2: 16TH FLOOR.
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-984-0635
MAIL ADDRESS:
STREET 1: 100 PARK AVE.
STREET 2: 16TH FLOOR.
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: Specialty Metals Group Indium Corp.
DATE OF NAME CHANGE: 20080207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Raging Capital Master Fund, Ltd.
CENTRAL INDEX KEY: 0001566641
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54391
FILM NUMBER: 141279284
BUSINESS ADDRESS:
STREET 1: C/O OGIER FIDUCIARY SERVICES (CAYMAN)
STREET 2: 89 NEXUS WAY
CITY: CAMANA BAY, GRAND CAYMAN
STATE: E9
ZIP: KY 1-9007
BUSINESS PHONE: 609.357.1870
MAIL ADDRESS:
STREET 1: C/O OGIER FIDUCIARY SERVICES (CAYMAN)
STREET 2: 89 NEXUS WAY
CITY: CAMANA BAY, GRAND CAYMAN
STATE: E9
ZIP: KY 1-9007
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Raging Capital Management, LLC
CENTRAL INDEX KEY: 0001444376
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54391
FILM NUMBER: 141279285
BUSINESS ADDRESS:
STREET 1: TEN PRINCETON AVENUE
STREET 2: PO BOX 228
CITY: ROCKY HILL
STATE: NJ
ZIP: 08553-0228
BUSINESS PHONE: 6099100954
MAIL ADDRESS:
STREET 1: TEN PRINCETON AVENUE
STREET 2: PO BOX 228
CITY: ROCKY HILL
STATE: NJ
ZIP: 08553-0228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARTIN WILLIAM C
CENTRAL INDEX KEY: 0001205885
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54391
FILM NUMBER: 141279286
MAIL ADDRESS:
STREET 1: C/O RAGING CAPITAL MANAGEMENT, LLC
STREET 2: TEN PRINCETON AVENUE, PO BOX 228
CITY: ROCKY HILL
STATE: NJ
ZIP: 08553
4
1
form407738018_12102014.xml
OWNERSHIP DOCUMENT
X0306
4
2014-12-08
0
0001426506
SMG Indium Resources Ltd.
SMGI
0001205885
MARTIN WILLIAM C
TEN PRINCETON AVENUE
ROCKY HILL
NJ
08553
1
0
1
0
0001444376
Raging Capital Management, LLC
TEN PRINCETON AVENUE
ROCKY HILL
NJ
08553
0
0
1
0
0001566641
Raging Capital Master Fund, Ltd.
TEN PRINCETON AVENUE
ROCKY HILL
NJ
08553
0
0
1
0
Common Stock, par value $0.001
2014-12-08
4
S
0
3184844
2.41
D
782498
I
By Raging Capital Master Fund, Ltd.
Common Stock, par value $0.001
2014-12-08
4
S
0
5642
2.41
D
1386
D
This Form 4 is filed jointly by Raging Capital Master Fund, Ltd. ("Raging Master"), Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
Represents securities owned directly by Raging Master. As the Investment Manager of Raging Master, Raging Capital may be deemed to beneficially own the securities owned directly by Raging Master. As the Managing Member of Raging Capital, Mr. Martin may be deemed to beneficially own the securities owned directly by Raging Master.
By: /s/ Frederick C. Wasch as attorney-in-fact for William C. Martin
2014-12-10
By: Raging Capital Management, LLC, By: /s/ Frederick C. Wasch, Chief Financial Officer
2014-12-10
By: Raging Capital Master Fund, Ltd., By: Raging Capital Management, LLC, Investment Manager, By: /s/ Frederick C. Wasch, Chief Financial Officer
2014-12-10