0000921895-14-002623.txt : 20141210 0000921895-14-002623.hdr.sgml : 20141210 20141210195920 ACCESSION NUMBER: 0000921895-14-002623 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141208 FILED AS OF DATE: 20141210 DATE AS OF CHANGE: 20141210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMG Indium Resources Ltd. CENTRAL INDEX KEY: 0001426506 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 510662991 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 PARK AVE. STREET 2: 16TH FLOOR. CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-984-0635 MAIL ADDRESS: STREET 1: 100 PARK AVE. STREET 2: 16TH FLOOR. CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Specialty Metals Group Indium Corp. DATE OF NAME CHANGE: 20080207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Raging Capital Master Fund, Ltd. CENTRAL INDEX KEY: 0001566641 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54391 FILM NUMBER: 141279284 BUSINESS ADDRESS: STREET 1: C/O OGIER FIDUCIARY SERVICES (CAYMAN) STREET 2: 89 NEXUS WAY CITY: CAMANA BAY, GRAND CAYMAN STATE: E9 ZIP: KY 1-9007 BUSINESS PHONE: 609.357.1870 MAIL ADDRESS: STREET 1: C/O OGIER FIDUCIARY SERVICES (CAYMAN) STREET 2: 89 NEXUS WAY CITY: CAMANA BAY, GRAND CAYMAN STATE: E9 ZIP: KY 1-9007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Raging Capital Management, LLC CENTRAL INDEX KEY: 0001444376 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54391 FILM NUMBER: 141279285 BUSINESS ADDRESS: STREET 1: TEN PRINCETON AVENUE STREET 2: PO BOX 228 CITY: ROCKY HILL STATE: NJ ZIP: 08553-0228 BUSINESS PHONE: 6099100954 MAIL ADDRESS: STREET 1: TEN PRINCETON AVENUE STREET 2: PO BOX 228 CITY: ROCKY HILL STATE: NJ ZIP: 08553-0228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARTIN WILLIAM C CENTRAL INDEX KEY: 0001205885 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54391 FILM NUMBER: 141279286 MAIL ADDRESS: STREET 1: C/O RAGING CAPITAL MANAGEMENT, LLC STREET 2: TEN PRINCETON AVENUE, PO BOX 228 CITY: ROCKY HILL STATE: NJ ZIP: 08553 4 1 form407738018_12102014.xml OWNERSHIP DOCUMENT X0306 4 2014-12-08 0 0001426506 SMG Indium Resources Ltd. SMGI 0001205885 MARTIN WILLIAM C TEN PRINCETON AVENUE ROCKY HILL NJ 08553 1 0 1 0 0001444376 Raging Capital Management, LLC TEN PRINCETON AVENUE ROCKY HILL NJ 08553 0 0 1 0 0001566641 Raging Capital Master Fund, Ltd. TEN PRINCETON AVENUE ROCKY HILL NJ 08553 0 0 1 0 Common Stock, par value $0.001 2014-12-08 4 S 0 3184844 2.41 D 782498 I By Raging Capital Master Fund, Ltd. Common Stock, par value $0.001 2014-12-08 4 S 0 5642 2.41 D 1386 D This Form 4 is filed jointly by Raging Capital Master Fund, Ltd. ("Raging Master"), Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Represents securities owned directly by Raging Master. As the Investment Manager of Raging Master, Raging Capital may be deemed to beneficially own the securities owned directly by Raging Master. As the Managing Member of Raging Capital, Mr. Martin may be deemed to beneficially own the securities owned directly by Raging Master. By: /s/ Frederick C. Wasch as attorney-in-fact for William C. Martin 2014-12-10 By: Raging Capital Management, LLC, By: /s/ Frederick C. Wasch, Chief Financial Officer 2014-12-10 By: Raging Capital Master Fund, Ltd., By: Raging Capital Management, LLC, Investment Manager, By: /s/ Frederick C. Wasch, Chief Financial Officer 2014-12-10