-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IA5p9KZdqEDxY7RU4cmCiJcN4K/ZLry5kiGPfO74wLJEC/nnv1q25z9xoTtLJ0G8 Bb2OMKObVHCK+5Y3AX3yJw== 0001183733-04-000255.txt : 20040910 0001183733-04-000255.hdr.sgml : 20040910 20040910181026 ACCESSION NUMBER: 0001183733-04-000255 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040908 FILED AS OF DATE: 20040910 DATE AS OF CHANGE: 20040910 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WOLVERINE TUBE INC CENTRAL INDEX KEY: 0000821407 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 630970812 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 CLINTON AVENUE WEST STE 1000 CITY: HUNTSVILLE STATE: AL ZIP: 35806 BUSINESS PHONE: 2568900460 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOROWITZ DENNIS CENTRAL INDEX KEY: 0001205632 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12164 FILM NUMBER: 041026415 BUSINESS ADDRESS: STREET 1: 200 CLINTON AVENUE W STE 1000 CITY: HUNTSVILLE STATE: AL ZIP: 35801 BUSINESS PHONE: 2568900460 MAIL ADDRESS: STREET 1: 200 CLINTON AVENUE W STE 1000 CITY: HUNTSVILLE STATE: AL ZIP: 35801 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-09-08 0000821407 WOLVERINE TUBE INC WLV 0001205632 HOROWITZ DENNIS 200 CLINTON AVENUE WEST SUITE 1000 HUNTSVILLE AL 35801 1 1 0 0 Chairman, President & CEO Common Stock 2004-09-08 4 M 0 25567 4.05 A 111804 D Common Stock 2004-09-08 4 S 0 500 12.65 D 111304 D Common Stock 2004-09-08 4 S 0 400 12.66 D 110904 D Common Stock 2004-09-08 4 S 0 1400 12.67 D 109504 D Common Stock 2004-09-08 4 S 0 800 12.68 D 108704 D Common Stock 2004-09-08 4 S 0 300 12.69 D 108404 D Common Stock 2004-09-08 4 S 0 3600 12.70 D 104804 D Common Stock 2004-09-08 4 S 0 3000 12.72 D 101804 D Common Stock 2004-09-08 4 S 0 1600 12.73 D 100204 D Common Stock 2004-09-08 4 S 0 1600 12.74 D 98604 D Common Stock 2004-09-08 4 S 0 800 12.75 D 97804 D Common Stock 2004-09-08 4 S 0 100 12.76 D 97704 D Common Stock 2004-09-08 4 S 0 500 12.77 D 97204 D Common Stock 2004-09-08 4 S 0 467 12.78 D 96737 D Common Stock 2004-09-08 4 S 0 2200 12.79 D 94537 D Common Stock 2004-09-08 4 S 0 2800 12.80 D 91737 D Common Stock 2004-09-08 4 S 0 300 12.81 D 91437 D Common Stock 2004-09-08 4 S 0 2200 12.82 D 89237 D Common Stock 2004-09-08 4 S 0 1000 12.83 D 88237 D Common Stock 2004-09-08 4 S 0 1000 12.84 D 87237 D Common Stock 2004-09-08 4 S 0 1000 12.85 D 86237 D Common Stock 2004-09-09 4 M 0 14900 4.05 A 101137 D Common Stock 2004-09-09 4 S 0 400 12.63 D 100737 D Common Stock 2004-09-09 4 S 0 700 12.64 D 100037 D Common Stock 2004-09-09 4 S 0 2300 12.65 D 97737 D Common Stock 2004-09-09 4 S 0 3100 12.66 D 94637 D Common Stock 2004-09-09 4 S 0 2200 12.67 D 92437 D Common Stock 2004-09-09 4 S 0 1000 12.68 D 91437 D Employee Stock Option (right to buy) 4.05 2004-09-08 4 M 0 25567 0 D 2013-02-26 Common Stock 125000 98233 D Employee Stock Option (right to buy) 4.05 2004-09-09 4 M 0 14900 0 D 2013-02-26 Common Stock 125000 83333 D This report is the first of two Forms 4 filed on September 10, 2004 to report Mr. Horowitz's stock option exercise and sale of underlying shares on September 8 and September 9, 2004. The option vests in three equal annual installments beginning on February 26, 2004. /s/ Johann R. Manning, Jr., attorney-in-fact 2004-09-10 -----END PRIVACY-ENHANCED MESSAGE-----