0001209191-11-057816.txt : 20111123
0001209191-11-057816.hdr.sgml : 20111123
20111123092802
ACCESSION NUMBER: 0001209191-11-057816
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111121
FILED AS OF DATE: 20111123
DATE AS OF CHANGE: 20111123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROSS EDWARD H
CENTRAL INDEX KEY: 0001205624
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00861
FILM NUMBER: 111223751
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIDUS INVESTMENT Corp
CENTRAL INDEX KEY: 0001513363
IRS NUMBER: 275017321
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1603 ORRINGTON AVENUE
STREET 2: SUITE 820
CITY: EVANSTON
STATE: IL
ZIP: 60201
BUSINESS PHONE: 847-859-3940
MAIL ADDRESS:
STREET 1: 1603 ORRINGTON AVENUE
STREET 2: SUITE 820
CITY: EVANSTON
STATE: IL
ZIP: 60201
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2011-11-21
0
0001513363
FIDUS INVESTMENT Corp
FDUS
0001205624
ROSS EDWARD H
C/O FIDUS INVESTMENT CORPORATION
1603 ORRINGTON AVENUE, SUITE 820
EVANSTON
IL
60201
1
1
0
0
Chairman of the Board and CEO
Common Stock
2011-11-21
4
P
0
200
11.95
A
156171.125
D
Common Stock
2011-11-22
4
P
0
1800
12.04
A
157971.125
D
Includes 1,458.125 shares of common stock received by reporting person in 2011 pursuant to the Dividend Reinvestment Plan of Fidus Investment Corporation.
/s/ Helen W. Brown, as Attorney-in-Fact for Edward H. Ross
2011-11-23