0001209191-11-057816.txt : 20111123 0001209191-11-057816.hdr.sgml : 20111123 20111123092802 ACCESSION NUMBER: 0001209191-11-057816 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111121 FILED AS OF DATE: 20111123 DATE AS OF CHANGE: 20111123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSS EDWARD H CENTRAL INDEX KEY: 0001205624 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00861 FILM NUMBER: 111223751 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIDUS INVESTMENT Corp CENTRAL INDEX KEY: 0001513363 IRS NUMBER: 275017321 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1603 ORRINGTON AVENUE STREET 2: SUITE 820 CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: 847-859-3940 MAIL ADDRESS: STREET 1: 1603 ORRINGTON AVENUE STREET 2: SUITE 820 CITY: EVANSTON STATE: IL ZIP: 60201 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2011-11-21 0 0001513363 FIDUS INVESTMENT Corp FDUS 0001205624 ROSS EDWARD H C/O FIDUS INVESTMENT CORPORATION 1603 ORRINGTON AVENUE, SUITE 820 EVANSTON IL 60201 1 1 0 0 Chairman of the Board and CEO Common Stock 2011-11-21 4 P 0 200 11.95 A 156171.125 D Common Stock 2011-11-22 4 P 0 1800 12.04 A 157971.125 D Includes 1,458.125 shares of common stock received by reporting person in 2011 pursuant to the Dividend Reinvestment Plan of Fidus Investment Corporation. /s/ Helen W. Brown, as Attorney-in-Fact for Edward H. Ross 2011-11-23