0001209191-23-059387.txt : 20231220 0001209191-23-059387.hdr.sgml : 20231220 20231220182744 ACCESSION NUMBER: 0001209191-23-059387 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231220 FILED AS OF DATE: 20231220 DATE AS OF CHANGE: 20231220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHORT JAY M PHD CENTRAL INDEX KEY: 0001205375 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39787 FILM NUMBER: 231502443 MAIL ADDRESS: STREET 1: C/O DIVERSA CORPORATION STREET 2: 4955 DIRECTORS PLACE CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BioAtla, Inc. CENTRAL INDEX KEY: 0001826892 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 851922320 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11085 TORREYANA ROAD CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-558-0708 MAIL ADDRESS: STREET 1: 11085 TORREYANA ROAD CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-12-20 0 0001826892 BioAtla, Inc. BCAB 0001205375 SHORT JAY M PHD C/O BIOATLA, INC. 11085 TORREYANA ROAD SAN DIEGO CA 92121 1 1 1 0 Chief Executive Officer 0 Common Stock 2023-12-20 4 P 0 50000 2.1382 A 1439283 D Common Stock 793547 I By Spouse Common Stock 258727 I By Carolyn Short 2020 Irrevocable Gift Trust Common Stock 258727 I By Jay Short 2020 Irrevocable Gift Trust Common Stock 302324 I By Capia IP, LLC Common Stock 50 I By Himalaya Parent LLC The range of prices for the shares of Common Stock is from $2.02 to $2.215. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price. The Reporting Person and his spouse are the managers of Himalaya Parent LLC and collectively make investment decisions on the behalf of the entity. The Reporting Person and his spouse disclaim beneficial ownership of the reported securities except to the extent of his or her pecuniary interest therein. /s/ Christian Vasquez, as Attorney-in-Fact for Jay M. Short 2023-12-20