X0303 4 2010-10-01 0000053669 JOHNSON CONTROLS INC JCI 0001205035 DAVIS SUSAN F 5757 N. GREEN BAY AVENUE P.O. BOX 591 MILWAUKEE WI 53201-0591 0 1 0 0 Executive Vice President Common Stock 171857.752 D Common Stock 1924.121 I By 401(k) Plan Employee Stock Option (Right to Buy) 30.54 2010-10-01 4 A 0 84000 0 A 2012-10-01 2020-10-01 Common Stock 84000 84000 D Phantom Stock Units/Retirement Restoration Plan Common Stock 973.42 973.42 D Phanton Stock Units/ Restricted Stock Grant Common Stock 35021.101 35021.101 D Employee Stock Option (Right to Buy) 17.5167 2005-11-19 2013-11-19 Common Stock 138000 138000 D Employee Stock Option (Right to Buy) 20.5633 2006-11-17 2014-11-17 Common Stock 138000 138000 D Employee Stock Option (Right to Buy) 22.5617 2007-11-16 2015-11-16 Common Stock 123000 123000 D Employee Stock Option (Right to Buy) 23.965 2008-10-02 2016-10-02 Common Stock 120000 120000 D Employee Stock Option (Right to Buy) 40.21 2009-10-01 2017-10-01 Common Stock 75000 75000 D Employee Stock Option (Right to Buy) 28.79 2010-10-01 2018-10-01 Common Stock 110000 110000 D Employee Stock Option (Right to Buy) 24.87 2011-10-01 2019-10-01 Common Stock 110000 110000 D Includes 7,500 shares of restricted stock which vest on 8/1/11. Includes 5.1 shares of stock acquired through the reinvestment of dividends on April 5 and July 2, 2010, at $33.0825 and $26.8592 per share. The number of underlying securities is based on the stock fund balance on September 30, 2010. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a September 30, 2010, stock fund price of $30.50 per share, and includes a company match of 252.751 shares on 2/16/2010. Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date. Each share of phantom stock is the economic equivalent of one share of Johnson Controls common stock. Shares of phantom stock are payable in cash following the reporting person's termination from the company and may be transferred by the reporting person into an alternative investment account at any time. The phantom stock units were accrued under the Johnson Controls Retirement Restoration Plan and are to be settled 100% in cash upon the reporting person's termination of employment with the company. Includes 12.594 shares of stock acquired through the reinvestment of dividends on April 5, July 2 and October 4, 2010, at prices ranging from $26.88 tp $33.10 per share. The phantom stock units accrued under the Johnson Controls Deferred Restricted Stock Plan and are to be settled 100% in cash, pending vesting, upon the reporting person's retirement or a withdrawal pursuant to Regulation 409(A). The exception is the vesting of dividends on restricted stock that is not deferred. The dividends will vest when the non-deferred restricted shares vest and will be paid in cash to the reporting person. Includes 550.158 shares of stock acquired through the reinvestment of dividends on April 5, July 2 and October 4, 2010, at prices ranging from $26.88 to $33.10 per share. Angela M. Blair, Attorney-in-Fact for Susan F. Davis 2010-10-05