X0201 42003-11-13 0001024478 ROCKWELL AUTOMATION INC ROK 0001204913 O SHAUGHNESSY JAMES P 777 EAST WISCONSIN AVENUE SUITE 1400 MILWAUKEE WI 53202 0100 V. Pres. and Chief I P Coun.Common Stock2003-11-134M0330011.6038A7300DCommon Stock1565.8734IBy Savings PlanEmployee stock option (right to buy)17.39141997-12-092006-12-09Common Stock1369013690DEmployee stock option (right to buy)16.2781998-07-022007-07-02Common Stock1140911409DEmployee stock option (right to buy)15.5271998-12-032007-12-03Common Stock1000010000DEmployee stock option (right to buy)10.58661999-10-052008-10-05Common Stock1221512215DEmployee stock option (right to buy)20.3492009-10-04Common Stock1875018750DEmployee stock option (right to buy)11.60382003-11-134M033000D2001-10-022010-10-02Common Stock330017700DEmployee stock option (right to buy)13.402002-10-012011-10-01Common Stock2750027500DEmployee stock option (right to buy)15.502003-10-072012-10-07Common Stock2750027500DEmployee stock option (right to buy)27.752004-10-062013-10-06Common Stock2750027500DCommon Stock Share EquivalentsCommon Stock1074.21451074.2145INonqual. Savings PlanShares represented by Company stock fund units under the Company's Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of 10/31/2003.12,500 shares are currently exercisable and 6,250 shares become exercisable on the date on which the closing price of the shares on the New York Stock Exchange-Composite Transactions shall have exceeded 150% of the Fair Market Value on 10/04/1999, for at least 20 consecutive trading days, or, if earlier, on 10/04/2006.The option vests in three substantially equal annual installments beginning on the date exercisable.Share equivalents represented by Company stock fund units credited under the Company's nonqualified savings plan based on information furnished by the Plan Administrator as of 10/31/2003. The number of share equivalents represented by the balance of a participant's Company stock fund account may not exactly equal the number of share equivalents represented by a prior balance plus additions due to variances in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the plan. The share equivalents are payable in cash upon retirement or after termination of employment.K. A. Balistreri, Attorney-in-fact for James P. O'Shaughnessy2003-11-13