X0201 42003-10-06 0001024478 ROCKWELL AUTOMATION INC ROK 0001204907 DORGAN DAVID M 777 EAST WISCONSIN AVENUE SUITE 1400 MILWAUKEE WI 53202 0100 Vice Pres. and ControllerCommon Stock3266.8049ISavings PlanEmployee Stock Option (right to buy)15.62781999-06-262008-06-26Common Stock25802580DEmployee Stock Option (right to buy)12.48211999-09-022008-09-02Common Stock21672167DEmployee Stock Option (right to buy)20.3492000-10-042009-10-04Common Stock58055805DEmployee Stock Option (right to buy)11.60382001-10-022010-10-02Common Stock 89018901DEmployee Stock Option (right to buy)13.402002-10-012001-10-01Common Stock1200012000DEmployee Stock Option (right to buy)15.502003-10-072012-10-07Common Stock1500015000DEmployee Stock 27.752003-10-064A0200000A2004-10-062003-10-06Common Stock2000020000DShares represented by Company stock fund units under the Company's Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of 09/30/2003.3,870 shares are currently exercisable and 1,935 shares become exercisable on the date on which the closing price of the shares on the New York Stock Exchange-Composite Transactions shall have exceeded 150% of the Fair Market Value on 10/04/1999, for at least 20 consecutive trading days, or, if earlier, on 10/04/2006.The option vests in three substantially equal annual installments beginning on the date exercisable.K. A. Balistreri, Attorney-in-Fact for David M. Dorgan2003-10-07