0001140361-15-010749.txt : 20150306
0001140361-15-010749.hdr.sgml : 20150306
20150306165534
ACCESSION NUMBER: 0001140361-15-010749
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150304
FILED AS OF DATE: 20150306
DATE AS OF CHANGE: 20150306
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROOFPOINT INC
CENTRAL INDEX KEY: 0001212458
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 510414846
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-517-4710
MAIL ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EVAN DANA L
CENTRAL INDEX KEY: 0001204818
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35506
FILM NUMBER: 15682376
MAIL ADDRESS:
STREET 1: 550 EAST TIMPANOGOS CIRCLE
STREET 2: *
CITY: OREM
STATE: UT
ZIP: 84097
4
1
doc1.xml
FORM 4
X0306
4
2015-03-04
0
0001212458
PROOFPOINT INC
PFPT
0001204818
EVAN DANA L
C/O PROOFPOINT, INC.
892 ROSS DRIVE
SUNNYVALE
CA
94089
1
0
0
0
Common Stock
2015-03-04
4
M
0
3969
4.56
A
3969
D
Common Stock
2015-03-04
4
S
0
3969
56.054
D
0
D
Common Stock
2015-03-05
4
M
0
8531
4.56
A
8531
D
Common Stock
2015-03-05
4
S
0
7281
55.868
D
1250
D
Common Stock
2015-03-05
4
S
0
1250
56.97
D
0
D
Non-qualified stock option (right to buy)
4.56
2015-03-04
4
M
0
3969
0
D
2018-06-11
Common Stock
3969
21194
D
Non-qualified stock option (right to buy)
4.56
2015-03-05
4
M
0
8531
0
D
2018-06-11
Common Stock
8531
12663
D
Represents the aggregate of sales effected on the same day at different prices.
Represents the weighted average sales price per share. The shares sold at prices ranging from $56.00 to $56.36 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Represents the weighted average sales price per share. The shares sold at prices ranging from $55.60 to $56.25 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Represents the weighted average sales price per share. The shares sold at prices ranging from $56.90 to $57.06 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
The stock option is immediately exercisable in full.
/s/ Dana Evan By Michael Yang, Attorney-In-Fact
2015-03-06