0000899243-22-024330.txt : 20220627
0000899243-22-024330.hdr.sgml : 20220627
20220627214252
ACCESSION NUMBER: 0000899243-22-024330
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220623
FILED AS OF DATE: 20220627
DATE AS OF CHANGE: 20220627
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COWAN DAVID J/CA
CENTRAL INDEX KEY: 0001204817
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39560
FILM NUMBER: 221046389
MAIL ADDRESS:
STREET 1: C/O BESSEMER VENTURE PARTNERS
STREET 2: 535 MIDDLEFIELD ROAD, STE 245
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rocket Lab USA, Inc.
CENTRAL INDEX KEY: 0001819994
STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3881 MCGOWEN STREET
CITY: LONG BEACH
STATE: CA
ZIP: 90808
BUSINESS PHONE: 714-465-5737
MAIL ADDRESS:
STREET 1: 3881 MCGOWEN STREET
CITY: LONG BEACH
STATE: CA
ZIP: 90808
FORMER COMPANY:
FORMER CONFORMED NAME: Vector Acquisition Corp
DATE OF NAME CHANGE: 20200803
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-06-23
0
0001819994
Rocket Lab USA, Inc.
RKLB
0001204817
COWAN DAVID J/CA
C/O BESSEMER VENTURE PARTNERS
1865 PALMER AVE, SUITE 104
LARCHMONT
NY
10538
1
0
0
0
Common Stock
2022-06-23
4
A
0
38090
0.00
A
294310
D
Common Stock
199084
I
See footnote
Common Stock
0
I
See footnotes
Represents restricted stock units ("RSUs") granted to David Cowan under the Rocket Lab USA, Inc. Amended and Restated Non-Employee Director Compensation Policy. Such RSUs will vest in full on the earlier of (i) the one-year anniversary of the grant date or (ii) the next Annual Meeting of Stockholders. The RSUs were granted on June 23, 2022. The Reporting Person has agreed to assign to Deer Management Co. LLC the right to any shares issuable pursuant to this grant or any proceeds from the sale thereof.
Includes 256,220 shares received from in-kind partnership distributions for no consideration since the Reporting Person's last required report.
Consists of 79,881 shares held by David Cowan Partners II and 119,203 shares held by Cowan Family trust received from in-kind partnership distributions for no consideration since the Reporting Person's last required report.
As of the date hereof, Bessemer Venture Partners VIII Institutional L.P. ("BVP VIII Inst") and Bessemer Venture Partners VIII, L.P. ("BVP VIII", and together with BVP VIII Inst referred to collectively, the "Funds") own 37,803,531 shares of Common Stock and 31,433,700 shares of Common Stock, respectively.
The Reporting Person is a director of Deer VIII & Co. Ltd. ("Deer Ltd."), which is the general partner of Deer VIII & Co. L.P. ("Deer L.P."), which is the general partner of each of the Funds. The Reporting Person disclaims beneficial ownership of the securities held by the Funds, except to the extent of his pecuniary interest, if any, in such securities by virtue of his interest in Deer Ltd. and Deer L.P. and his indirect limited partnership interest in the Funds. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.
/s/ Adam Spice, as Attorney-in-Fact for David Cowan
2022-06-27