0001012975-17-000108.txt : 20170210 0001012975-17-000108.hdr.sgml : 20170210 20170210172011 ACCESSION NUMBER: 0001012975-17-000108 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170130 FILED AS OF DATE: 20170210 DATE AS OF CHANGE: 20170210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ocera Therapeutics, Inc. CENTRAL INDEX KEY: 0001274644 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 631192270 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 525 UNIVERSITY AVENUE STREET 2: SUITE 610 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 6504625800 MAIL ADDRESS: STREET 1: 525 UNIVERSITY AVENUE STREET 2: SUITE 610 CITY: PALO ALTO STATE: CA ZIP: 94301 FORMER COMPANY: FORMER CONFORMED NAME: TRANZYME INC DATE OF NAME CHANGE: 20031230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMAS MCNERNEY & PARTNERS LP CENTRAL INDEX KEY: 0001231291 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35119 FILM NUMBER: 17594691 BUSINESS ADDRESS: STREET 1: 45 S. 7TH ST. STREET 2: SUITE 3060 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123358666 MAIL ADDRESS: STREET 1: 45 S. 7TH ST. STREET 2: SUITE 3060 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMAS JAMES E CENTRAL INDEX KEY: 0001204789 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35119 FILM NUMBER: 17594692 MAIL ADDRESS: STREET 1: WOODS END ROAD CITY: NEW CANAAN STATE: CT ZIP: 06840 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TMP Nominee II, LLC CENTRAL INDEX KEY: 0001436054 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35119 FILM NUMBER: 17594694 BUSINESS ADDRESS: STREET 1: 45 SOUTH SEVENTH STREET STREET 2: SUITE 3060 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 612-465-8660 MAIL ADDRESS: STREET 1: 45 SOUTH SEVENTH STREET STREET 2: SUITE 3060 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas, McNerney & Partners II L.P. CENTRAL INDEX KEY: 0001369574 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35119 FILM NUMBER: 17594696 BUSINESS ADDRESS: STREET 1: 45 SOUTH 7TH STREET STREET 2: SUITE 3060 CITY: Minneapolis STATE: MN ZIP: 55402 BUSINESS PHONE: 612-456-8660 MAIL ADDRESS: STREET 1: 45 SOUTH 7TH STREET STREET 2: SUITE 3060 CITY: Minneapolis STATE: MN ZIP: 55402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TMP Nominee, LLC CENTRAL INDEX KEY: 0001335200 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35119 FILM NUMBER: 17594698 BUSINESS ADDRESS: STREET 1: 45 S. 7TH ST. STREET 2: SUITE 3060 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 465-8660 MAIL ADDRESS: STREET 1: 45 S. 7TH ST. STREET 2: SUITE 3060 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas, McNerney & Partners II, LLC CENTRAL INDEX KEY: 0001505930 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35119 FILM NUMBER: 17594693 BUSINESS ADDRESS: STREET 1: 45 SOUTH SEVENTH STREET STREET 2: SUITE 3060 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 612-465-8660 MAIL ADDRESS: STREET 1: 45 SOUTH SEVENTH STREET STREET 2: SUITE 3060 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TMP ASSOCIATES LP CENTRAL INDEX KEY: 0001226280 STATE OF INCORPORATION: MN FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35119 FILM NUMBER: 17594699 BUSINESS ADDRESS: STREET 1: 45 S. 7TH ST. STREET 2: SUITE 3060 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6124658660 MAIL ADDRESS: STREET 1: 45 S. 7TH ST. STREET 2: SUITE 3060 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TMP Associates II LP CENTRAL INDEX KEY: 0001383035 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35119 FILM NUMBER: 17594695 BUSINESS ADDRESS: STREET 1: 45 SOUTH SEVENTH STREET STREET 2: SUITE 3060 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 612-465-8671 MAIL ADDRESS: STREET 1: 45 SOUTH SEVENTH STREET STREET 2: SUITE 3060 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas, McNerney & Partners, LLC CENTRAL INDEX KEY: 0001335196 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35119 FILM NUMBER: 17594697 BUSINESS ADDRESS: STREET 1: 45 SOUTH SEVENTH STREET STREET 2: SUITE 3060 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 465-8660 MAIL ADDRESS: STREET 1: 45 SOUTH SEVENTH STREET STREET 2: SUITE 3060 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-01-30 1 0001274644 Ocera Therapeutics, Inc. OCRX 0001231291 THOMAS MCNERNEY & PARTNERS LP C/O THOMAS, MCNERNEY & PARTNERS, L.P. 12527 CENTRAL AVENUE NE #297 MINNEAPOLIS MN 55434 0 0 1 0 0001226280 TMP ASSOCIATES LP C/O THOMAS, MCNERNEY & PARTNERS, L.P. 12527 CENTRAL AVENUE NE #297 MINNEAPOLIS MN 55434 0 0 1 0 0001335200 TMP Nominee, LLC C/O THOMAS, MCNERNEY & PARTNERS, L.P. 12527 CENTRAL AVENUE NE #297 MINNEAPOLIS MN 55434 0 0 1 0 0001335196 Thomas, McNerney & Partners, LLC C/O THOMAS, MCNERNEY & PARTNERS, L.P. 12527 CENTRAL AVENUE NE #297 MINNEAPOLIS MN 55434 0 0 1 0 0001369574 Thomas, McNerney & Partners II L.P. C/O THOMAS, MCNERNEY & PARTNERS, L.P. 12527 CENTRAL AVENUE NE #297 MINNEAPOLIS MN 55434 0 0 1 0 0001383035 TMP Associates II LP C/O THOMAS, MCNERNEY & PARTNERS, L.P. 12527 CENTRAL AVENUE NE #297 MINNEAPOLIS MN 55434 0 0 1 0 0001436054 TMP Nominee II, LLC C/O THOMAS, MCNERNEY & PARTNERS, L.P. 12527 CENTRAL AVENUE NE #297 MINNEAPOLIS MN 55434 0 0 1 0 0001505930 Thomas, McNerney & Partners II, LLC C/O THOMAS, MCNERNEY & PARTNERS, L.P. 12527 CENTRAL AVENUE NE #297 MINNEAPOLIS MN 55434 0 0 1 0 0001204789 THOMAS JAMES E C/O THOMAS, MCNERNEY & PARTNERS, L.P. 12527 CENTRAL AVENUE NE #297 MINNEAPOLIS MN 55434 0 0 1 0 /s/ James E. Thomas, Manager of Thomas, McNerney & Partners, L.P 2017-02-10 /s/ James E. Thomas, Manager of TMP Nominee, LLC 2017-02-10 /s/ James E. Thomas, Manager of TMP Associates, L.P. 2017-02-10 /s/ James E. Thomas, Manager of Thomas, McNerney & Partners, LLC 2017-02-10 /s/ James E. Thomas, Manager of Thomas, McNerney & Partners II, L.P 2017-02-10 /s/ James E. Thomas, Manager of TMP Nominee II, LLC 2017-02-10 /s/ James E. Thomas, Manager of TMP Associates II, L.P. 2017-02-10 /s/ James E. Thomas, Manager of Thomas, McNerney & Partners II, LLC 2017-02-10 /s/ James E. Thomas 2017-02-10