-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B7c2gK+B5f7stU6R4ovMRRrfS+DNSRgPh8Cmn/j5kM9yPxns6mQnzg37E2gOvrJW 9meyrJ5avrmDljfqMJJ4hg== 0001204127-03-000002.txt : 20030915 0001204127-03-000002.hdr.sgml : 20030915 20030915192640 ACCESSION NUMBER: 0001204127-03-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030912 FILED AS OF DATE: 20030915 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADA-ES INC CENTRAL INDEX KEY: 0001223112 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 841457335 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 MAIL ADDRESS: STREET 1: 8100 SOUTHPARK WAY B CITY: LITTLETON STATE: CO ZIP: 80120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCKINNIES MARK H CENTRAL INDEX KEY: 0001204127 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50216 FILM NUMBER: 03896567 BUSINESS ADDRESS: STREET 1: 8100 SOUTH PARK WAY STREET 2: B-2 CITY: LITTLETON STATE: CO ZIP: 80120 BUSINESS PHONE: 3037341727 MAIL ADDRESS: STREET 1: 8100 SOUTH PARK WAY STREET 2: B-2 CITY: LITTLETON STATE: CO ZIP: 80120 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-09-12 0 0001223112 ADA-ES INC n/a 0001204127 MCKINNIES MARK H 8100 SOUTH PARK WAY B-2 LITTLETON CO 80120 1 1 0 0 CFO Common Stock, no par value 2003-09-12 4 J 0 31961 0 A 31961 D Stock Option 2.5 2000-12-07 2005-12-07 Common Stock, no par value 14548 14548 D Shares acquired by dividend from parent company, Earth Sciences, Inc. Of the amount shown 30,491 are held in the pension fund account of Mr. McKinnies No amounts were paid for the securities. See footnote #1. MArk H. McKinnies 2003-09-15 -----END PRIVACY-ENHANCED MESSAGE-----