0001407623-19-000020.txt : 20190911
0001407623-19-000020.hdr.sgml : 20190911
20190911180702
ACCESSION NUMBER: 0001407623-19-000020
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190909
FILED AS OF DATE: 20190911
DATE AS OF CHANGE: 20190911
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TANZ STUART A
CENTRAL INDEX KEY: 0001203845
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33749
FILM NUMBER: 191089181
MAIL ADDRESS:
STREET 1: C/O PAN PACIFIC RETAIL PROPERTIES, INC
STREET 2: 1631-B SOUTH MELROSE DRIVE
CITY: VISTA
STATE: CA
ZIP: 92083
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RETAIL OPPORTUNITY INVESTMENTS CORP
CENTRAL INDEX KEY: 0001407623
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 260500600
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11250 EL CAMINO REAL
STREET 2: SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: (858) 677-0900
MAIL ADDRESS:
STREET 1: 11250 EL CAMINO REAL
STREET 2: SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
FORMER COMPANY:
FORMER CONFORMED NAME: NRDC Acquisition Corp.
DATE OF NAME CHANGE: 20070724
4
1
wf-form4_156823960453993.xml
FORM 4
X0306
4
2019-09-09
0
0001407623
RETAIL OPPORTUNITY INVESTMENTS CORP
ROIC
0001203845
TANZ STUART A
C/O RETAIL OPPORTUNITY INVESTMENTS CORP.
11250 EL CAMINO REAL, SUITE 200
SAN DIEGO
CA
92130
1
1
0
0
Chief Executive Officer
Common Stock, par value $0.0001 per share
2019-09-09
4
M
0
50000
10.25
A
1550641
D
Common Stock, par value $0.0001 per share
10.25
2019-09-09
4
M
0
50000
0
D
2019-10-20
Common Stock, par value $0.0001 per share
50000.0
50000
D
The option, representing a right to purchase a total of 100,000 shares, became exercisable in three equal annual installments beginning on October 20, 2010, which was the first anniversary of the date on which the option was granted.
/s/ Stuart A. Tanz
2019-09-11