0000912282-24-000752.txt : 20241108 0000912282-24-000752.hdr.sgml : 20241108 20241108193243 ACCESSION NUMBER: 0000912282-24-000752 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230811 FILED AS OF DATE: 20241108 DATE AS OF CHANGE: 20241108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIU VIVIAN H CENTRAL INDEX KEY: 0001203467 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38247 FILM NUMBER: 241442518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AYTU BIOPHARMA, INC CENTRAL INDEX KEY: 0001385818 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 470883144 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 7900 E. UNION AVENUE STREET 2: SUITE 920 CITY: DENVER STATE: CO ZIP: 80237 BUSINESS PHONE: (720) 437-6580 MAIL ADDRESS: STREET 1: 7900 E. UNION AVENUE STREET 2: SUITE 920 CITY: DENVER STATE: CO ZIP: 80237 FORMER COMPANY: FORMER CONFORMED NAME: AYTU BIOSCIENCE, INC DATE OF NAME CHANGE: 20150609 FORMER COMPANY: FORMER CONFORMED NAME: AYTU BIOSCIENCE, INC. DATE OF NAME CHANGE: 20150609 FORMER COMPANY: FORMER CONFORMED NAME: Rosewind CORP DATE OF NAME CHANGE: 20070110 4/A 1 form4.xml X0508 4/A 2023-08-11 2023-08-15 0001385818 AYTU BIOPHARMA, INC AYTU 0001203467 LIU VIVIAN H C/O AYTU BIOPHARMA, INC. 7900 EAST UNION AVENUE, SUITE 920 DENVER CO 80237 true false Common Shares 2023-08-11 4 A 0 1500 0 A 8325 D Grant of restricted shares, which vest as follows: 1/3 on August 11, 2024, with the remaining restricted shares vesting in eight equal installments every three months beginning November 11, 2024. Reflects 1-for-20 reverse stock split effected by the Issuer on January 6, 2023. Form 4 Amendment is being filed to correct total shares reflected in Column 5 of Table I. /s/ Joshua Disbrow as attorney-in-fact for Vivian H. Liu 2024-11-08