0000899243-20-018297.txt : 20200702 0000899243-20-018297.hdr.sgml : 20200702 20200702163642 ACCESSION NUMBER: 0000899243-20-018297 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200702 DATE AS OF CHANGE: 20200702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUBERT-ADLER GROUP VI-B, LLC CENTRAL INDEX KEY: 0001812941 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39350 FILM NUMBER: 201009977 BUSINESS ADDRESS: STREET 1: 2400 MARKET STREET, SUITE 301 CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: (215) 972-2200 MAIL ADDRESS: STREET 1: 2400 MARKET STREET, SUITE 301 CITY: PHILADELPHIA STATE: PA ZIP: 19103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: L-A SATURN ACQUISITION, L.P. CENTRAL INDEX KEY: 0001605752 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39350 FILM NUMBER: 201009978 BUSINESS ADDRESS: STREET 1: 2929 ARCH STREET, SUITE 1650 STREET 2: THE CIRA CENTRE CITY: PHILADELPHIA STATE: PA ZIP: 19104-2868 BUSINESS PHONE: (215) 972-2200 MAIL ADDRESS: STREET 1: 2929 ARCH STREET, SUITE 1650 STREET 2: THE CIRA CENTRE CITY: PHILADELPHIA STATE: PA ZIP: 19104-2868 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: L-A GROUP SATURN, LLC CENTRAL INDEX KEY: 0001813033 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39350 FILM NUMBER: 201009979 BUSINESS ADDRESS: STREET 1: THE FMC TOWER, 2929 WALNUT STREET STREET 2: SUITE 1530 CITY: PHILADELPHIA STATE: PA ZIP: 19104 BUSINESS PHONE: (215) 972-2200 MAIL ADDRESS: STREET 1: THE FMC TOWER, 2929 WALNUT STREET STREET 2: SUITE 1530 CITY: PHILADELPHIA STATE: PA ZIP: 19104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: L-A ASSET MANAGEMENT SERVICES, L.P. CENTRAL INDEX KEY: 0001655554 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39350 FILM NUMBER: 201009980 BUSINESS ADDRESS: STREET 1: CIRA CENTRE, 2929 ARCH STREET CITY: PHILADELPHIA STATE: PA ZIP: 19104 BUSINESS PHONE: (215) 972-2200 MAIL ADDRESS: STREET 1: CIRA CENTRE, 2929 ARCH STREET CITY: PHILADELPHIA STATE: PA ZIP: 19104 FORMER NAME: FORMER CONFORMED NAME: L-A ASSET MANAGEMENT SERVICES, LLC DATE OF NAME CHANGE: 20151014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUBERT-ADLER GP - WEST, LLC CENTRAL INDEX KEY: 0001813010 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39350 FILM NUMBER: 201009981 BUSINESS ADDRESS: STREET 1: 435 DEVON PARK DRIVE, BUILDING 500 CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (215) 972-2200 MAIL ADDRESS: STREET 1: 435 DEVON PARK DRIVE, BUILDING 500 CITY: WAYNE STATE: PA ZIP: 19087 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUBERT IRA M CENTRAL INDEX KEY: 0001203115 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39350 FILM NUMBER: 201009982 MAIL ADDRESS: STREET 1: C/O PENN. REAL ESTATE INVESTMENT TRUST STREET 2: 200 S. BROAD ST., THE BELLEVUE CITY: PHILADEPHIA STATE: PA ZIP: 19102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ronon Gerald A CENTRAL INDEX KEY: 0001615584 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39350 FILM NUMBER: 201009983 MAIL ADDRESS: STREET 1: 4390 DAVISVILLE ROAD CITY: HATBORO STATE: PA ZIP: 19040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Albertsons Companies, Inc. CENTRAL INDEX KEY: 0001646972 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0229 BUSINESS ADDRESS: STREET 1: 250 PARKCENTER BLVD. CITY: BOISE STATE: ID ZIP: 83706 BUSINESS PHONE: 208-395-6200 MAIL ADDRESS: STREET 1: 250 PARKCENTER BLVD. CITY: BOISE STATE: ID ZIP: 83706 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-30 0 0001646972 Albertsons Companies, Inc. ACI 0001812941 LUBERT-ADLER GROUP VI-B, LLC 2400 MARKET STREET, SUITE 301 PHILADELPHIA PA 19103-3033 0 0 1 1 See Remarks. 0001605752 L-A SATURN ACQUISITION, L.P. THE FMC TOWER 2929 WALNUT STREET, SUITE 1530 PHILADELPHIA PA 19104 0 0 1 1 See Remarks 0001813033 L-A GROUP SATURN, LLC THE FMC TOWER 2929 WALNUT STREET, SUITE 1530 PHILADELPHIA PA 19104 0 0 1 0 0001655554 L-A ASSET MANAGEMENT SERVICES, L.P. 435 DEVON PARK DRIVE, BUILDING 500 WAYNE PA 19087 0 0 1 1 See Remarks 0001813010 LUBERT-ADLER GP - WEST, LLC 435 DEVON PARK DRIVE, BUILDING 500 WAYNE PA 19087 0 0 1 0 0001203115 LUBERT IRA M 2400 MARKET STREET, SUITE 301 PHILADELPHIA PA 19103-3033 0 0 1 0 0001615584 Ronon Gerald A 2400 MARKET STREET, SUITE 301, PHILADELPHIA PA 19103-3033 0 0 1 0 Class A common stock, par value $0.01 per share 2020-06-30 4 S 0 1468900 15.2716 D 12515316 I See footnotes Class A common stock, par value $0.01 per share 2020-06-30 4 S 0 55640 15.2716 D 474065 I See footnotes Class A common stock, par value $0.01 per share 2020-06-30 4 S 0 854518 15.2716 D 7280654 I See footnotes Class A common stock, par value $0.01 per share 2020-06-30 4 S 0 506443 15.2716 D 4314996 I See footnotes Class A common stock, par value $0.01 per share 2020-06-30 4 S 0 3891650 15.2716 D 33157624 I See footnotes Class A common stock, par value $0.01 per share 2020-06-30 4 S 0 45316 15.2716 D 386099 I See footnotes The reported shares of Class A common stock are owned directly by L-A V ABS, LLC ("L-A V ABS"). L-A V ABS is managed by its members, Dean S. Adler and Gerald A. Ronon, who can be removed and replaced by Lubert-Adler Real Estate Fund V, L.P. ("L-A RE Fund V"), the controlling member of L-A V ABS, with the consent of ABS Opportunities, LLC. As a result, Mr. Adler, Mr. Ronon and L-A RE Fund V may be deemed to share beneficial ownership of the reported shares. Each of the reporting persons expressly disclaims beneficial ownership of the reported shares except to the extent of his or its pecuniary interest therein. The reported shares of Class A common stock are owned directly by L-A RE Fund V. L-A RE Fund V's general partner is Lubert-Adler Group V, L.P ("L-A Group V"). L-A Group V's general partner is Lubert-Adler Group V, LLC ("L-A Group V LLC"). Ira M. Lubert and Dean S. Adler are the members of L-A Group V LLC. As a result, L-A Group V, L-A Group V LLC, Mr. Lubert and Mr. Adler may be deemed to share beneficial ownership of the reported shares. The reported shares include 665,747 shares of Class A common stock sold by Lubert-Adler Real Estate Fund VI, L.P. (the "L-A RE Fund VI") and 188,771 shares of Class A common stock sold by Lubert-Adler Real Estate Fund VI-A, L.P. (the "L-A RE Fund VI-A"), and 5,672,291 shares of Class A common stock owned directly by L-A RE Fund VI and 1,608,363 shares of Class A common sock owned directly by L-A RE Fund VI-A following the reported transactions. The general partner of L-A RE Fund VI and L-A RE Fund VI-A is Lubert-Adler Group VI, L.P. ("L-A Group VI"). L-A Group VI's general partner is Lubert-Adler Group VI, LLC ("L-A Group VI LLC"). Ira M. Lubert and Dean S. Adler are the members of L-A Group VI LLC. As a result, L-A Group VI, L-A Group VI LLC, Mr. Lubert and Mr. Adler may be deemed to share beneficial ownership of the reported shares. The reported shares of Class A common stock are owned directly by Lubert-Adler Real Estate Fund VI-B, L.P. ("L-A RE Fund VI-B"). L-A RE Fund VI-B's general partner is Lubert-Adler Group VI-B, L.P ("L-A Group VI-B"). L-A Group VI-B's general partner is Lubert-Adler Group VI-B, LLC ("L-A Group VI-B LLC"). Ira M. Lubert and Dean S. Adler are the members of L-A Group VI-B LLC. As a result, L-A Group VI-B, L-A Group VI-B LLC, Mr. Lubert and Mr. Adler may be deemed to share beneficial ownership of the reported shares. The reported shares of Class A common stock are owned directly by L-A Saturn Acquisition, L.P. ("L-A Saturn"). L-A Saturn's general partner is L-A Group Saturn, LLC ("L-A Group Saturn"). Ira M. Lubert and Dean S. Adler are the managers of L-A Group Saturn. As a result, L-A Group Saturn, Mr. Lubert and Mr. Adler may be deemed to share beneficial ownership of the reported shares. The reported shares of Class A common stock are owned directly by L-A Asset Management Services, L.P. ("L-A Asset Management Services"). L-A Asset Management Services' general partner is Lubert-Adler GP - West, LLC ("L-A GP - West"). Ira M. Lubert and Dean S. Adler are the members of L-A GP - West. As a result, L-A GP - West, Mr. Lubert and Mr. Adler may be deemed to share beneficial ownership of the reported shares Each of L-A V ABS, L-A RE Fund V, L-A RE Fund VI, L-A RE Fund VI-A, L-A RE Fund VI-B, L-A Group Saturn and L-A Asset Management Services has entered into a stockholders agreement, dated June 25, 2020 (the "Stockholders Agreement"), among Albertsons Companies, Inc. (the "Company") and certain other holders of Company Class A common stock (together with L-A V ABS, L-A RE Fund V, L-A RE Fund VI, L-A RE Fund VI-A, L-A RE Fund VI-B, L-A Group Saturn and L-A Asset Management Services, the "Sponsors"). Pursuant to the Stockholders Agreement, the Sponsors have agreed to act in concert and vote together on certain matters relating to the Company. As a result, the Sponsors in the aggregate may be deemed to beneficially own more than 10% of the outstanding shares of Company Class A common stock. However, the reporting persons and their affiliates do not have a pecuniary interest in the securities of the Company held by the other Sponsors. This Form 4 is being filed in two parts due to the large number of reporting persons. This filing is being filed by Lubert-Adler Group VI-B, LLC, L-A Saturn Acquisition, L.P., L-A Group Saturn, LLC, L-A Asset Management Services, L.P., Lubert-Adler GP - West, LLC, Ira M. Lubert and Gerald A. Ronon. An accompanying filing is being filed on the date hereof by L-A V ABS, LLC, Lubert-Adler Real Estate Fund V, L.P., Lubert-Adler Group V, L.P., Lubert-Adler Group V, LLC, Lubert-Adler Real Estate Fund VI, L.P., Lubert-Adler Real Estate Fund VI-A, L.P., Lubert-Adler Group VI, L.P., Lubert-Adler Group VI, LLC, Lubert-Adler Real Estate Fund VI-B, L.P. and Lubert-Adler Group VI-B, L.P. Both filings relate to the same holdings described above. (filing 2 of 2) Lubert-Adler Group VI-B, LLC, by /s/ R. Eric Emrich, its Chief Financial Officer, Principal and Treasurer 2020-07-01 L-A Saturn Acquisition, L.P., by L-A Group Saturn, LLC, by /s/ R. Eric Emrich, its Chief Financial Officer, Principal and Treasurer 2020-07-01 L-A Group Saturn, LLC, by /s/ R. Eric Emrich, its Chief Financial Officer, Principal and Treasurer 2020-07-01 L-A Asset Management Services, L.P., by Lubert-Adler GP - West, LLC, by /s/ R. Eric Emrich, its Chief Financial Officer, Principal and Treasurer 2020-07-01 Lubert-Adler GP - West, LLC, by /s/ R. Eric Emrich, its Chief Financial Officer, Principal and Treasurer 2020-07-01 /s/ R. Eric Emrich, as attorney-in-fact for Ira M. Lubert 2020-07-01 /s/ R. Eric Emrich, as attorney-in-fact for Gerald A. Ronon 2020-07-01