0000899243-20-018297.txt : 20200702
0000899243-20-018297.hdr.sgml : 20200702
20200702163642
ACCESSION NUMBER: 0000899243-20-018297
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200702
DATE AS OF CHANGE: 20200702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LUBERT-ADLER GROUP VI-B, LLC
CENTRAL INDEX KEY: 0001812941
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39350
FILM NUMBER: 201009977
BUSINESS ADDRESS:
STREET 1: 2400 MARKET STREET, SUITE 301
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
BUSINESS PHONE: (215) 972-2200
MAIL ADDRESS:
STREET 1: 2400 MARKET STREET, SUITE 301
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: L-A SATURN ACQUISITION, L.P.
CENTRAL INDEX KEY: 0001605752
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39350
FILM NUMBER: 201009978
BUSINESS ADDRESS:
STREET 1: 2929 ARCH STREET, SUITE 1650
STREET 2: THE CIRA CENTRE
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104-2868
BUSINESS PHONE: (215) 972-2200
MAIL ADDRESS:
STREET 1: 2929 ARCH STREET, SUITE 1650
STREET 2: THE CIRA CENTRE
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104-2868
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: L-A GROUP SATURN, LLC
CENTRAL INDEX KEY: 0001813033
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39350
FILM NUMBER: 201009979
BUSINESS ADDRESS:
STREET 1: THE FMC TOWER, 2929 WALNUT STREET
STREET 2: SUITE 1530
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
BUSINESS PHONE: (215) 972-2200
MAIL ADDRESS:
STREET 1: THE FMC TOWER, 2929 WALNUT STREET
STREET 2: SUITE 1530
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: L-A ASSET MANAGEMENT SERVICES, L.P.
CENTRAL INDEX KEY: 0001655554
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39350
FILM NUMBER: 201009980
BUSINESS ADDRESS:
STREET 1: CIRA CENTRE, 2929 ARCH STREET
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
BUSINESS PHONE: (215) 972-2200
MAIL ADDRESS:
STREET 1: CIRA CENTRE, 2929 ARCH STREET
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
FORMER NAME:
FORMER CONFORMED NAME: L-A ASSET MANAGEMENT SERVICES, LLC
DATE OF NAME CHANGE: 20151014
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LUBERT-ADLER GP - WEST, LLC
CENTRAL INDEX KEY: 0001813010
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39350
FILM NUMBER: 201009981
BUSINESS ADDRESS:
STREET 1: 435 DEVON PARK DRIVE, BUILDING 500
CITY: WAYNE
STATE: PA
ZIP: 19087
BUSINESS PHONE: (215) 972-2200
MAIL ADDRESS:
STREET 1: 435 DEVON PARK DRIVE, BUILDING 500
CITY: WAYNE
STATE: PA
ZIP: 19087
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LUBERT IRA M
CENTRAL INDEX KEY: 0001203115
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39350
FILM NUMBER: 201009982
MAIL ADDRESS:
STREET 1: C/O PENN. REAL ESTATE INVESTMENT TRUST
STREET 2: 200 S. BROAD ST., THE BELLEVUE
CITY: PHILADEPHIA
STATE: PA
ZIP: 19102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ronon Gerald A
CENTRAL INDEX KEY: 0001615584
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39350
FILM NUMBER: 201009983
MAIL ADDRESS:
STREET 1: 4390 DAVISVILLE ROAD
CITY: HATBORO
STATE: PA
ZIP: 19040
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Albertsons Companies, Inc.
CENTRAL INDEX KEY: 0001646972
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0229
BUSINESS ADDRESS:
STREET 1: 250 PARKCENTER BLVD.
CITY: BOISE
STATE: ID
ZIP: 83706
BUSINESS PHONE: 208-395-6200
MAIL ADDRESS:
STREET 1: 250 PARKCENTER BLVD.
CITY: BOISE
STATE: ID
ZIP: 83706
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-06-30
0
0001646972
Albertsons Companies, Inc.
ACI
0001812941
LUBERT-ADLER GROUP VI-B, LLC
2400 MARKET STREET, SUITE 301
PHILADELPHIA
PA
19103-3033
0
0
1
1
See Remarks.
0001605752
L-A SATURN ACQUISITION, L.P.
THE FMC TOWER
2929 WALNUT STREET, SUITE 1530
PHILADELPHIA
PA
19104
0
0
1
1
See Remarks
0001813033
L-A GROUP SATURN, LLC
THE FMC TOWER
2929 WALNUT STREET, SUITE 1530
PHILADELPHIA
PA
19104
0
0
1
0
0001655554
L-A ASSET MANAGEMENT SERVICES, L.P.
435 DEVON PARK DRIVE, BUILDING 500
WAYNE
PA
19087
0
0
1
1
See Remarks
0001813010
LUBERT-ADLER GP - WEST, LLC
435 DEVON PARK DRIVE, BUILDING 500
WAYNE
PA
19087
0
0
1
0
0001203115
LUBERT IRA M
2400 MARKET STREET, SUITE 301
PHILADELPHIA
PA
19103-3033
0
0
1
0
0001615584
Ronon Gerald A
2400 MARKET STREET, SUITE 301,
PHILADELPHIA
PA
19103-3033
0
0
1
0
Class A common stock, par value $0.01 per share
2020-06-30
4
S
0
1468900
15.2716
D
12515316
I
See footnotes
Class A common stock, par value $0.01 per share
2020-06-30
4
S
0
55640
15.2716
D
474065
I
See footnotes
Class A common stock, par value $0.01 per share
2020-06-30
4
S
0
854518
15.2716
D
7280654
I
See footnotes
Class A common stock, par value $0.01 per share
2020-06-30
4
S
0
506443
15.2716
D
4314996
I
See footnotes
Class A common stock, par value $0.01 per share
2020-06-30
4
S
0
3891650
15.2716
D
33157624
I
See footnotes
Class A common stock, par value $0.01 per share
2020-06-30
4
S
0
45316
15.2716
D
386099
I
See footnotes
The reported shares of Class A common stock are owned directly by L-A V ABS, LLC ("L-A V ABS"). L-A V ABS is managed by its members, Dean S. Adler and Gerald A. Ronon, who can be removed and replaced by Lubert-Adler Real Estate Fund V, L.P. ("L-A RE Fund V"), the controlling member of L-A V ABS, with the consent of ABS Opportunities, LLC. As a result, Mr. Adler, Mr. Ronon and L-A RE Fund V may be deemed to share beneficial ownership of the reported shares.
Each of the reporting persons expressly disclaims beneficial ownership of the reported shares except to the extent of his or its pecuniary interest therein.
The reported shares of Class A common stock are owned directly by L-A RE Fund V. L-A RE Fund V's general partner is Lubert-Adler Group V, L.P ("L-A Group V"). L-A Group V's general partner is Lubert-Adler Group V, LLC ("L-A Group V LLC"). Ira M. Lubert and Dean S. Adler are the members of L-A Group V LLC. As a result, L-A Group V, L-A Group V LLC, Mr. Lubert and Mr. Adler may be deemed to share beneficial ownership of the reported shares.
The reported shares include 665,747 shares of Class A common stock sold by Lubert-Adler Real Estate Fund VI, L.P. (the "L-A RE Fund VI") and 188,771 shares of Class A common stock sold by Lubert-Adler Real Estate Fund VI-A, L.P. (the "L-A RE Fund VI-A"), and 5,672,291 shares of Class A common stock owned directly by L-A RE Fund VI and 1,608,363 shares of Class A common sock owned directly by L-A RE Fund VI-A following the reported transactions. The general partner of L-A RE Fund VI and L-A RE Fund VI-A is Lubert-Adler Group VI, L.P. ("L-A Group VI"). L-A Group VI's general partner is Lubert-Adler Group VI, LLC ("L-A Group VI LLC"). Ira M. Lubert and Dean S. Adler are the members of L-A Group VI LLC. As a result, L-A Group VI, L-A Group VI LLC, Mr. Lubert and Mr. Adler may be deemed to share beneficial ownership of the reported shares.
The reported shares of Class A common stock are owned directly by Lubert-Adler Real Estate Fund VI-B, L.P. ("L-A RE Fund VI-B"). L-A RE Fund VI-B's general partner is Lubert-Adler Group VI-B, L.P ("L-A Group VI-B"). L-A Group VI-B's general partner is Lubert-Adler Group VI-B, LLC ("L-A Group VI-B LLC"). Ira M. Lubert and Dean S. Adler are the members of L-A Group VI-B LLC. As a result, L-A Group VI-B, L-A Group VI-B LLC, Mr. Lubert and Mr. Adler may be deemed to share beneficial ownership of the reported shares.
The reported shares of Class A common stock are owned directly by L-A Saturn Acquisition, L.P. ("L-A Saturn"). L-A Saturn's general partner is L-A Group Saturn, LLC ("L-A Group Saturn"). Ira M. Lubert and Dean S. Adler are the managers of L-A Group Saturn. As a result, L-A Group Saturn, Mr. Lubert and Mr. Adler may be deemed to share beneficial ownership of the reported shares.
The reported shares of Class A common stock are owned directly by L-A Asset Management Services, L.P. ("L-A Asset Management Services"). L-A Asset Management Services' general partner is Lubert-Adler GP - West, LLC ("L-A GP - West"). Ira M. Lubert and Dean S. Adler are the members of L-A GP - West. As a result, L-A GP - West, Mr. Lubert and Mr. Adler may be deemed to share beneficial ownership of the reported shares
Each of L-A V ABS, L-A RE Fund V, L-A RE Fund VI, L-A RE Fund VI-A, L-A RE Fund VI-B, L-A Group Saturn and L-A Asset Management Services has entered into a stockholders agreement, dated June 25, 2020 (the "Stockholders Agreement"), among Albertsons Companies, Inc. (the "Company") and certain other holders of Company Class A common stock (together with L-A V ABS, L-A RE Fund V, L-A RE Fund VI, L-A RE Fund VI-A, L-A RE Fund VI-B, L-A Group Saturn and L-A Asset Management Services, the "Sponsors"). Pursuant to the Stockholders Agreement, the Sponsors have agreed to act in concert and vote together on certain matters relating to the Company. As a result, the Sponsors in the aggregate may be deemed to beneficially own more than 10% of the outstanding shares of Company Class A common stock. However, the reporting persons and their affiliates do not have a pecuniary interest in the securities of the Company held by the other Sponsors.
This Form 4 is being filed in two parts due to the large number of reporting persons. This filing is being filed by Lubert-Adler Group VI-B, LLC, L-A Saturn Acquisition, L.P., L-A Group Saturn, LLC, L-A Asset Management Services, L.P., Lubert-Adler GP - West, LLC, Ira M. Lubert and Gerald A. Ronon. An accompanying filing is being filed on the date hereof by L-A V ABS, LLC, Lubert-Adler Real Estate Fund V, L.P., Lubert-Adler Group V, L.P., Lubert-Adler Group V, LLC, Lubert-Adler Real Estate Fund VI, L.P., Lubert-Adler Real Estate Fund VI-A, L.P., Lubert-Adler Group VI, L.P., Lubert-Adler Group VI, LLC, Lubert-Adler Real Estate Fund VI-B, L.P. and Lubert-Adler Group VI-B, L.P. Both filings relate to the same holdings described above. (filing 2 of 2)
Lubert-Adler Group VI-B, LLC, by /s/ R. Eric Emrich, its Chief Financial Officer, Principal and Treasurer
2020-07-01
L-A Saturn Acquisition, L.P., by L-A Group Saturn, LLC, by /s/ R. Eric Emrich, its Chief Financial Officer, Principal and Treasurer
2020-07-01
L-A Group Saturn, LLC, by /s/ R. Eric Emrich, its Chief Financial Officer, Principal and Treasurer
2020-07-01
L-A Asset Management Services, L.P., by Lubert-Adler GP - West, LLC, by /s/ R. Eric Emrich, its Chief Financial Officer, Principal and Treasurer
2020-07-01
Lubert-Adler GP - West, LLC, by /s/ R. Eric Emrich, its Chief Financial Officer, Principal and Treasurer
2020-07-01
/s/ R. Eric Emrich, as attorney-in-fact for Ira M. Lubert
2020-07-01
/s/ R. Eric Emrich, as attorney-in-fact for Gerald A. Ronon
2020-07-01